Sec Form 4 Filing - Cox L Kevin @ AMERICAN EXPRESS CO - 2018-04-19

Insider filing report for Changes in Beneficial Ownership
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Expires: November 30, 2011
Estimated average burden hours per response... 0.5
1. Name and Address of Reporting Person
Cox L Kevin
2. Issuer Name and Ticker or Trading Symbol
AMERICAN EXPRESS CO [ AXP]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
Chief Human Resources Officer
(Last) (First) (Middle)
200 VESEY STREET, AMERICAN EXPRESS TOWER
3. Date of Earliest Transaction (MM/DD/YY)
04/19/2018
(Street)
NEW YORK, NY10285-5001
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 04/19/2018 M 11,541 A $ 44.54 19,249 D
Common Stock 04/19/2018 M 6,589 A $ 44.54 25,838 D
Common Stock 04/19/2018 M 4,952 A $ 49.23 30,790 D
Common Stock 04/19/2018 M 11,542 A $ 49.23 42,332 D
Common Stock 04/19/2018 S( 1 ) 9,942 D $ 99.5 32,390 D
Common Stock 04/19/2018 S( 1 ) 5,657 D $ 100 26,733 D
Common Stock 04/19/2018 S( 1 ) 4,311 D $ 100 22,422 D
Common Stock 04/19/2018 S( 1 ) 10,013 D $ 102.5 12,409 D
Common Stock 04/19/2018 S( 2 ) 3,854 D $ 99.5 8,555 D
Common Stock 04/19/2018 S( 2 ) 6,829 D $ 100 35,659 I by GRAT III
Common Stock 04/19/2018 S( 2 ) 6,831 D $ 102.5 28,828 I by GRAT III
Common Stock 04/26/2018 S( 2 ) 2,975 D $ 99.5 25,853 I by GRAT III
Common Stock 5,872 I By GRAT II
Common Stock 53.48 I ( 3 ) by 401(k) Trust
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option (Right to Buy) $ 44.54 04/19/2018 M 11,541 01/27/2012( 4 ) 01/27/2021 Common Stock 11,541 $ 0 6,589 D
Employee Stock Option (Right to Buy) $ 44.54 04/19/2018 M 6,589 01/27/2012( 4 ) 01/27/2021 Common Stock 6,589 $ 0 0 D
Employee Stock Option (Right to Buy) $ 49.23 04/19/2018 M 4,952 01/24/2013( 4 ) 01/23/2022 Common Stock 4,952 $ 0 11,542 D
Employee Stock Option (Right to Buy) $ 49.23 04/19/2018 M 11,542 01/24/2013( 4 ) 01/23/2022 Common Stock 11,542 $ 0 0 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Cox L Kevin
200 VESEY STREET, AMERICAN EXPRESS TOWER
NEW YORK, NY10285-5001
Chief Human Resources Officer
Signatures
/s/ Tangela S. Richter, attorney-in-fact 04/23/2018
Signature of Reporting Person Date
Explanation of Responses:
( 1 )The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercise reported above and the sale of 50% of the net shares acquired from this exercise; the reporting person will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers.
( 2 )The reported disposition represents the sale of shares acquired from restricted stock vestings and/or stock option exercises in prior years.
( 3 )Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund.
( 4 )These options became exercisable in four equal annual installments beginning on date shown as "Date Exercisable."

Remarks:
The transactions reported on this Form 4 were effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person on March 13, 2018.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.