Sec Form 4 Filing - Meade Donna D @ HNI CORP - 2020-11-23

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Meade Donna D
2. Issuer Name and Ticker or Trading Symbol
HNI CORP [ HNI]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
VP, Member Relations
(Last) (First) (Middle)
600 EAST SECOND STREET
3. Date of Earliest Transaction (MM/DD/YY)
11/23/2020
(Street)
MUSCATINE, IA52761
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 11/23/2020 M 888 A $ 31.98 10,678.61 D
Common Stock 11/23/2020 S( 1 ) 888 D $ 38.16 ( 2 ) 9,790.61 D
Common Stock 11/23/2020 M 1,262 A $ 25.46 11,052.61 D
Common Stock 11/23/2020 S( 1 ) 1,262 D $ 38.16 ( 2 ) 9,790.61 D
Common Stock 11/24/2020 M( 3 ) 106 A $ 31.98 9,896.61 D
Common Stock 11/24/2020 M( 3 ) 371 A $ 25.46 10,267.61 D
Common Stock 712.854 I Profiit-Sharing Retirement Plan
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Non-qualifying employee stock options (right to buy) $ 31.98 11/23/2020 M 888 02/16/2015 02/16/2021 Common Stock 888 $ 0 106 D
Non-qualifying employee stock options (right to buy) $ 25.46 11/23/2020 M 1,262 02/15/2016 02/15/2022 Common Stock 1,262 $ 0 371 D
Non-qualifying employee stock options (right to buy) $ 31.98 11/24/2020 M 106 02/16/2015 02/16/2021 Common Stock 106 $ 0 0 D
Non-qualifying employee stock options (right to buy) $ 25.46 11/24/2020 M 371 02/15/2016 02/15/2022 Common Stock 371 $ 0 0 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Meade Donna D
600 EAST SECOND STREET
MUSCATINE, IA52761
VP, Member Relations
Signatures
/s/ Steven M. Bradford, By Power of Attorney 11/25/2020
Signature of Reporting Person Date
Explanation of Responses:
( 1 )The sale was effected pursuant to a Rule 10b5-1 trading plan, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended, and HNI's policies regarding stock transactions, including its insider trading policy.
( 2 )The dollar amount in column 4 is a result of multiple lots for the same price that have been combined. The reporting person undertakes to provide HNI Corporation, any security holder of HNI Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at this price.
( 3 )This is an exercise and hold transaction. This transaction is the second in a two step transaction initiated on November 23, 2020 under a 10b5-1 plan where options were exercised and shares sold to cover taxes and expenses.

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* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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