Sec Form 4 Filing - CRAWFORD MATTHEW V @ CRAWFORD UNITED Corp - 2019-05-10

FORM 4 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person CRAWFORD MATTHEW V 2. Issuer Name and Ticker or Trading Symbol CRAWFORD UNITED Corp [ CRAWA] 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) X __ Director X __ 10% Owner _____ Officer (give title below) _____ Other (specify below) (Last) (First) (Middle) 10514 DUPONT AVE. 3. Date of Earliest Transaction (MM/DD/YY) 05/10/2019 (Street) CLEVELAND, OH44108 4. If Amendment, Date Original Filed (MM/DD/YY) 6. Individual or Joint/Group Filing (Check Applicable Line) __ X __ Form filed by One Reporting Person _____ Form filed by More than One Reporting Person (City) (State) (Zip)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1.Title of Security (Instr. 3) 2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4) Code V Amount (A) or (D) Price Class B Common Shares 07/09/2019 C 100,000 A $ 6.48 518,750 ( 1 ) I By First Francis Company Inc. and Roundball LLC ( 2 )

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) 6. Date Exercisable and Expiration Date (MM/DD/YY) 7. Title and Amount of Underlying Securities (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4) Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares Convertible Loan Agreement $ 1.43 05/10/2019 A ( 3 ) 12/31/2019 Class B Common Shares 75,000 ( 3 ) $ 107,250 ( 3 ) I By Roundball LLC ( 2 ) Convertible Promissory Note $ 6.48 05/10/2019 A ( 4 ) 07/01/2022 Class B Common Shares 100,000 ( 4 ) $ 648,000 ( 4 ) I By First Francis Company Inc. ( 2 ) Convertible Promissory Note $ 6.48 07/09/2019 C ( 4 ) 07/01/2022 Class B Common Shares 100,000 $ 0 0 I By First Francis Company Inc. ( 2 )

Reporting Owners Reporting Owner Name / Address Relationships Director 10% Owner Officer Other CRAWFORD MATTHEW V 10514 DUPONT AVE. CLEVELAND, OH44108 X X Signatures /s/Frederick N. Widen, Attorney-in-fact 07/11/2019 Signature of Reporting Person Date

Explanation of Responses:

( 1 )Includes 115,000 Class B Common Shares owned directly by Roundball LLC, an Ohio limited liability company. ( 2 )For purposes of the Securities Exchange Act of 1934, the reporting person disclaims beneficial ownership of these securities, except of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or otherwise. ( 3 )In 2011, the Crawford United Corporation issued a convertible note to Roundball LLC. In December 2018, the note was amended to provide Roundball LLC with the option to convert a portion of the outstanding indebtedness into Class B Common Shares at a price of $1.43 per share, up to a maximum amount of 75,000 Class B Common Shares, subject to shareholder approval, which approval was obtained on May 10, 2019. ( 4 )In 2016, Crawford United Corporation issued two separate promissory notes to First Francis Company Inc. ("First Francis"). In 2018, one of the notes was amended to provide First Francis with the option, exercisable on or after July 5, 2019, to convert up to $648,000 of principal amount into Class B Common Shares at a conversion price of $6.48 per share, subject to shareholder approval, which approval was obtained on May 10, 2019. ( 5 )On July 9, 2019, First Francis elected to convert $648,000 of the amount outstanding under its promissory note issued by Crawford United Corporation into 100,000 Class B Common Shares.

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* If the form is filed by more than one reporting person, see Instruction 4(b)(v).

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