Sec Form 4 Filing - CARROLL MILTON @ HALLIBURTON CO - 2020-12-31

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
CARROLL MILTON
2. Issuer Name and Ticker or Trading Symbol
HALLIBURTON CO [ HAL]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director _____ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
1111 LOUISIANA
3. Date of Earliest Transaction (MM/DD/YY)
12/31/2020
(Street)
HOUSTON, TX77002
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 20,271 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Equivalent Units ( 1 ) 12/31/2020 A 1,511.902 ( 2 ) ( 3 ) ( 3 ) Common Stock 1,511.902 ( 4 ) 50,360.327 D
12/2020 Restricted Stock Units ( 5 ) ( 6 ) ( 6 ) Common Stock 12,347.46 ( 8 ) 12,347.46 ( 8 ) D
8/2019 Restricted Stock Units ( 5 ) ( 7 ) ( 7 ) Common Stock 8,458.93 ( 8 ) 8,458.93 ( 8 ) D
8/2018 Restricted Stock Units ( 5 ) ( 7 ) ( 7 ) Common Stock 4,561.59 ( 8 ) 4,561.59 ( 8 ) D
8/2017 Restricted Stock Units ( 5 ) ( 7 ) ( 7 ) Common Stock 4,685.34 ( 8 ) 4,685.34 ( 8 ) D
8/2016 Restricted Stock Units ( 5 ) ( 7 ) ( 7 ) Common Stock 4,655.468 ( 8 ) 4,655.468 ( 8 ) D
8/2015 Restricted Stock Units ( 5 ) ( 7 ) ( 7 ) Common Stock 5,059.753 ( 8 ) 5,059.753 ( 8 ) D
8/2014 Restricted Stock Units ( 5 ) ( 7 ) ( 7 ) Common Stock 3,001.812 ( 8 ) 3,001.812 ( 8 ) D
8/2013 Restricted Stock Units ( 5 ) ( 7 ) ( 7 ) Common Stock 4,197.639 ( 8 ) 4,197.639 ( 8 ) D
8/2012 Restricted Stock Units ( 5 ) ( 7 ) ( 7 ) Common Stock 6,212.035 ( 8 ) 6,212.035 ( 8 ) D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
CARROLL MILTON
1111 LOUISIANA
HOUSTON, TX77002
X
Signatures
/s/ Bruce A. Metzinger, by Power of Attorney 01/05/2021
Signature of Reporting Person Date
Explanation of Responses:
( 1 )The security converts to common stock on a one-for-one basis.
( 2 )Stock equivalents acquired under the Halliburton Company Directors' Deferred Compensation Plan reported on a pro-rata basis to reflect Issuer's Plan quarter. Said Plan is an ongoing securities acquisition plan.
( 3 )The stock equivalent units were accrued under the Company's Directors' Deferred Compensation Plan and are settled in the Company's common stock following cessation as a director.
( 4 )A portion of the stock equivalents are attributable to quarterly dividends and a portion are attributable to quarterly fees are based on the closing price on December 23, 2020 of $19.48 and December 30, 2020 of $19.12.
( 5 )Each restricted stock unit represents a right to receive one share of the Company's common stock.
( 6 )The restricted stock units vest in one year on the first anniversary of the award. Shares will be delivered to the reporting person either upon vesting, or if reporting person elected to defer receipt, following cessation as a director.
( 7 )The restricted stock units vest in four equal annual installments beginning with the first anniversary of the award. Shares will be delivered to the reporting person either upon vesting, or if reporting person elected to defer receipt, following cessation as a director.
( 8 )Includes dividend equivalent units through December 31, 2020.

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* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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