Sec Form 4 Filing - Pope Lawrence J @ HALLIBURTON CO - 2018-12-11

Insider filing report for Changes in Beneficial Ownership
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Expires: November 30, 2011
Estimated average burden hours per response... 0.5
1. Name and Address of Reporting Person
Pope Lawrence J
2. Issuer Name and Ticker or Trading Symbol
HALLIBURTON CO [ HAL]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
EVP Administration & CHRO
(Last) (First) (Middle)
HALLIBURTON COMPANY, 3000 N. SAM HOUSTON PARKWAY E.
3. Date of Earliest Transaction (MM/DD/YY)
12/11/2018
(Street)
HOUSTON, TX77032
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 12/11/2018 F 1,449 ( 1 ) D $ 29.68 204,007.124 D
Common Stock 10/09/2006 F 81 ( 2 ) D $ 28.45 204,296.849 ( 3 ) D
Common Stock 05/19/2011 S 2,000 D $ 46.84 202,296.849 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Option to Buy Common Stock $ 31.44 12/05/2018 12/05/2028 Common Stock 51,100 51,100 D
Option to Buy Common Stock $ 43.38 12/06/2017 12/06/2027 Common Stock 34,300 34,300 D
Option to Buy Common Stock $ 53.54 12/07/2016 12/07/2026 Common Stock 30,500 30,500 D
Option to Buy Common Stock $ 38.95 12/02/2015 12/02/2025 Common Stock 44,500 44,500 D
Option to Buy Common Stock $ 40.75 12/03/2014 12/03/2024 Common Stock 47,400 47,400 D
Option to Buy Common Stock $ 50.62 12/04/2013 12/04/2023 Common Stock 29,400 29,400 D
Option to Buy Common Stock $ 33.5 12/05/2012 12/05/2022 Common Stock 38,500 38,500 D
Option to Buy Common Stock $ 35.57 12/06/2011 12/06/2021 Common Stock 28,300 28,300 D
Option to Buy Common Stock $ 39.19 12/01/2010 12/01/2020 Common Stock 23,000 23,000 D
Option to Buy Common Stock $ 29.35 12/01/2009 12/01/2019 Common Stock 26,500 26,500 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Pope Lawrence J
HALLIBURTON COMPANY
3000 N. SAM HOUSTON PARKWAY E.
HOUSTON, TX77032
EVP Administration & CHRO
Signatures
/s/ Bruce Metzinger, by Power of Attorney 12/13/2018
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Shares transferred to Halliburton Company for payment for federal tax withholding obligations on lapse of restrictions on shares issued under the Stock and Incentive Plan. Said Plan permits Reporting Person to satisfy withholding tax obligation by transferring unrestricted shares to the Issuer.
( 2 )Adjusted for corrections to tax withholding on restricted stock lapses in 2006.
( 3 )Includes 370.725 ESPP shares for purchase date June 30, 2007.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omiss ions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.