Sec Form 4 Filing - Carre Eric @ HALLIBURTON CO - 2016-10-19

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Carre Eric
2. Issuer Name and Ticker or Trading Symbol
HALLIBURTON CO [ HAL]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
EVP, Global Business Lines
(Last) (First) (Middle)
3000 N. SAM HOUSTON PARKWAY E.
3. Date of Earliest Transaction (MM/DD/YY)
10/19/2016
(Street)
HOUSTON, TX77032
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 10/19/2016 M 13,900 A $ 36.31 169,993.6 D
Common Stock 10/19/2016 S 13,900 ( 1 ) D $ 50 156,093.6 D
Common Stock 10/19/2016 M 3,666 A $ 34.15 159,759.6 D
Common Stock 10/19/2016 S 3,666 ( 1 ) D $ 50 156,093.6 D
Common Stock 10/19/2016 S 777 ( 1 ) D $ 50 155,411.1 ( 2 ) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Option to Buy Common Stock $ 36.31 10/19/2016 M 13,900 ( 3 ) 01/03/2013 01/03/2023 Common Stock 13,900 $ 0 0 D
Option to Buy Common Stock $ 34.15 10/19/2016 M 3,666 ( 3 ) 01/03/2012 01/03/2022 Common Stock 3,666 $ 0 0 D
Option to Buy Common Stock $ 34.48 01/04/2016 01/04/2026 Common Stock 28,604 28,604 D
Option to Buy Common Stock $ 39.49 01/02/2015 01/02/2025 Common Stock 24,750 24,750 D
Option to Buy Common Stock $ 50.01 01/02/2014 01/02/2024 Common Stock 8,300 8,300 D
Option to Buy Common Stock $ 40.83 01/01/2011 01/01/2021 Common Stock 7,000 7,000 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Carre Eric
3000 N. SAM HOUSTON PARKWAY E.
HOUSTON, TX77032
EVP, Global Business Lines
Signatures
/s/ Robert L. Hayter, by Power of Attorney 10/20/2016
Signature of Reporting Person Date
Explanation of Responses:
( 1 )The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 22, 2016.
( 2 )Includes 94.500 shares of stock purchased through the Halliburton Company Employee Stock Purchase Plan for the periods ended June 30, 2016 and September 30, 2016.
( 3 )Options disposed of through exercise pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 22, 2016.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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