Sec Form 4 Filing - LESAR DAVID J @ HALLIBURTON CO - 2014-06-20

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
LESAR DAVID J
2. Issuer Name and Ticker or Trading Symbol
HALLIBURTON CO [ HAL]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
Chairman, Pres. and CEO
(Last) (First) (Middle)
3000 N. SAM HOUSTON PARKWAY E.
3. Date of Earliest Transaction (MM/DD/YY)
06/20/2014
(Street)
HOUSTON, TX77032
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 06/20/2014 S 10,000( 1 ) D $ 69.99 566,371.93 D
Common Stock 06/20/2014 M 32,100 A $ 29.35 598,471.93 D
Common Stock 06/20/2014 S 32,100( 1 ) D $ 69.99 566,371.93 D
Common Stock 3,308.14 I By Spouse
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Option to Buy Common Stock $ 29.35 06/20/2014 M 32,100( 2 ) 12/01/2009 12/01/2019 Common Stock 128,400 $ 0 96,300 D
Call Option (obligation to sell) $ 70 06/20/2014 S 215( 3 ) 06/20/2014 01/17/2015 Common Stock 21,500 $ 496.22( 4 ) 215 D
Put Option (right to sell) $ 70 06/20/2014 P 215( 3 ) 06/20/2014 01/17/2015 Common Stock 21,500 $ 494.76( 5 ) 215 D
Option to Buy Common Stock $ 50.62 12/04/2013 12/04/2023 Common Stock 137,900 137,900 D
Option to Buy Common Stock $ 33.5 12/05/2012 12/05/2022 Common Stock 208,900 208,900 D
Option to Buy Common Stock $ 35.57 12/06/2011 12/06/2021 Common Stock 141,900 141,900 D
Option to Buy Common Stock $ 39.19 12/01/2010 12/01/2020 Common Stock 108,000 108,000 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
LESAR DAVID J
3000 N. SAM HOUSTON PARKWAY E.
HOUSTON, TX77032
X Chairman, Pres. and CEO
Signatures
Robert L. Hayter, by Power of Attorney 06/24/2014
Signature of Reporting Person Date
Explanation of Responses:
( 1 )The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2014.
( 2 )Options disposed of through exercise pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2014.
( 3 )The Reporting Person sold call options and purchased put options to protect the value of shares designated by the Reporting Person to fulfill a pledge for a charitable donation to be made in 2015.
( 4 )The price reported in Column 8 is a weighted average price. These call option contracts were sold in multiple transactions at prices ranging from $496.00 and $499.00, inclusive. The Reporting Person undertakes to provide to Halliburton Company, any security holder of Halliburton Company, or the staff of the Securities and Exchange Commission, full information regarding the number of call option contracts sold at each separate price within the ranges set forth in footnote (4) to this Form 4.
( 5 )The price reported in Column 8 is a weighted average price. These put option contracts were acquired in multiple transactions at prices ranging from $492.00 and $495.00, inclusive. The Reporting Person undertakes to provide to Halliburton Company, any security holder of Halliburton Company, or the staff of the Securities and Exchange Commission, full information regarding the number of put option contracts acquired at each separate price within the ranges set forth in footnote (5) to this Form 4.

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* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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