Sec Form 4 Filing - MILLER ALAN B @ UNIVERSAL HEALTH SERVICES INC - 2020-12-03

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
MILLER ALAN B
2. Issuer Name and Ticker or Trading Symbol
UNIVERSAL HEALTH SERVICES INC [ UHS]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director X __ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
Chairman and CEO
(Last) (First) (Middle)
UNIVERSAL HEALTH SERVICES, INC., 367 SOUTH GULPH ROAD
3. Date of Earliest Transaction (MM/DD/YY)
12/03/2020
(Street)
KING OF PRUSSIA, PA19406
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Class B Common Stock 12/03/2020 M 295,000 A $ 132.01 966,256 D
Class B Common Stock 12/03/2020 F 277,789 D $ 132.01 688,467 D
Class B Common Stock 12/04/2020 M 100,000 A $ 135.18 788,467 D
Class B Common Stock 12/04/2020 F 92,954 D $ 135.18 695,513 D
Class B Common Stock 150,000 I Abby Miller King 2020 GRAT
Class B Common Stock 24,180 I AMK 2014 LLC as held by The Abby Miller King 2019 GRAT
Class B Common Stock 59,072 I AMK 2014 LLC as held by The Abby Miller King 2020 GRAT
Class B Common Stock 16,748 I AMK 2014 LLC held by The Abby Danielle Miller 2002 Trust
Class B Common Stock 55,763 I By The Abby Miller King 2011 Family Trust
Class B Common Stock 200,000 I Marc Daniel Miller 2020 GRAT
Class B Common Stock 150,000 I Marni Spencer 2020 GRAT
Class B Common Stock 45,621 I MDM 2014 LLC as held by the Marc Daniel Miller 2019 GRAT
Class B Common Stock 130,372 I MDM 2014 LLC as held by the Marc Daniel Miller 2020 GRAT
Class B Common Stock 24,007 I MDM 2014 LLC held by The Marc Daniel Miller 2002 Trust
Class B Common Stock 24,180 I MS 2014 LLC as held by The Marni Spencer 2019 GRAT
Class B Common Stock 59,072 I MS 2014 LLC as held by The Marni Spencer 2020 GRAT
Class B Common Stock 16,748 I MS 2014 LLC held by The Marni Spencer 2002 Trust
Class B Common Stock 9,810 I The Alan and Jill Miller Foundation ( 1 )
Class B Common Stock 59,900 I The Marc Daniel Miller 2011 Family Trust
Class B Common Stock 55,763 I The Marni Spencer 2011 Family Trust
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Option To Purchase Class B Common Stock $ 118.62 12/03/2020 M 295,000 ( 2 ) 03/22/2021 Class B Common Stock 295,000 $ 0 295,000 D
Option To Purchase Class B Common Stock $ 118.62 12/04/2020 M 100,000 ( 2 ) 03/22/2021 Class B Common Stock 100,000 $ 0 195,000 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
MILLER ALAN B
UNIVERSAL HEALTH SERVICES, INC.
367 SOUTH GULPH ROAD
KING OF PRUSSIA, PA19406
X X Chairman and CEO
Signatures
/s/ Alan B. Miller 12/07/2020
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Mr. Alan B. Miller disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Mr. Alan B. Miller is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
( 2 )Option vests ratably on each of 3/23/2017, 3/23/2018, 3/23/2019 and 3/23/2020.

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