Sec Form 4 Filing - MILLER ALAN B @ UNIVERSAL HEALTH SERVICES INC - 2019-03-05

Insider filing report for Changes in Beneficial Ownership
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Expires: November 30, 2011
Estimated average burden hours per response... 0.5
1. Name and Address of Reporting Person
MILLER ALAN B
2. Issuer Name and Ticker or Trading Symbol
UNIVERSAL HEALTH SERVICES INC [ UHS]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director X __ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
Chairman and CEO
(Last) (First) (Middle)
UNIVERSAL HEALTH SERVICES, INC., 367 SOUTH GULPH ROAD
3. Date of Earliest Transaction (MM/DD/YY)
03/05/2019
(Street)
KING OF PRUSSIA, PA19406
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Class B Common Stock 03/05/2019 J( 1 ) 31,319 D $ 0 0 I AMK 2014 LLC held by The Abby Miller King 2017 GRAT
Class B Common Stock 03/05/2019 J( 1 ) 31,319 A $ 0 31,319 I AMK 2014 LLC as held by Alan B. Miller
Class B Common Stock 03/05/2019 J( 1 ) 31,319 D $ 0 0 I MS 2014 LLC held by The Marni Spencer 2017 GRAT
Class B Common Stock 03/05/2019 J( 1 ) 31,319 A $ 0 31,319 I MS 2014 LLC as held by Alan B. Miller
Class B Common Stock 03/05/2019 J( 1 ) 44,896 D $ 0 0 I MDM 2014 LLC held by The Marc Daniel Miller 2017 GRAT
Class B Common Stock 03/05/2019 J( 1 ) 44,896 A $ 0 44,896 I MDM 2014 LLC as held by Alan B. Miller
Class B Common Stock 1,130,445 D
Class B Common Stock 51,933 I AMK 2014 LLC as held by The Abby Miller King 2018 GRAT
Class B Common Stock 16,748 I AMK 2014 LLC held by The Abby Danielle Miller 2002 Trust
Class B Common Stock 55,763 I By The Abby Miller King 2011 Family Trust
Class B Common Stock 131,097 I MDM 2014 LLC as held by The Marc Daniel Miller 2018 GRAT
Class B Common Stock 24,007 I MDM 2014 LLC held by The Marc Daniel Miller 2002 Trust
Class B Common Stock 51,933 I MS 2014 LLC as held by The Marni Spencer 2018 GRAT
Class B Common Stock 16,748 I MS 2014 LLC held by The Marni Spencer 2002 Trust
Class B Common Stock 10,810 I The Alan and Jill Miller Foundation
Class B Common Stock 59,900 I The Marc Daniel Miller 2011 Family Trust
Class B Common Stock 55,763 I The Marni Spencer 2011 Family Trust
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Class A Common Stock ( 2 ) 03/05/2019 J( 1 ) 31,319 ( 3 ) ( 4 ) Class B Common Stock 31,319 $ 0 0 I AMK 2014 LLC held by The Abby Danielle Miller 2017 GRAT
Class A Common Stock ( 2 ) 03/05/2019 J( 1 ) 31,319 ( 5 ) ( 6 ) Class B Common Stock 31,319 $ 0 31,319 I AMK 2014 LLC as held by Alan B. Miller
Class A Common Stock ( 2 ) 03/05/2019 J( 1 ) 31,319 ( 3 ) ( 4 ) Class B Common Stock 31,319 $ 0 0 I MS 2014 LLC held by The Marni Spencer 2017 GRAT
Class A Common Stock ( 2 ) 03/05/2019 J( 1 ) 31,319 ( 5 ) ( 6 ) Class B Common Stock 31,319 $ 0 31,319 I MS 2014 LLC as held by Alan B. Miller
Class A Common Stock ( 2 ) 03/05/2019 J( 1 ) 33,671 ( 3 ) ( 4 ) Class B Common Stock 33,671 $ 0 0 I MDM 2014 LLC held by The Marc Daniel Miller 2017 GRAT
Class A Common Stock ( 2 ) 03/05/2019 J( 1 ) 33,671 ( 5 ) ( 6 ) Class B Common Stock 33,671 $ 0 33,671 I MDM 2014 LLC as held by Alan B. Miller
Class A Common Stock ( 2 ) ( 7 ) ( 6 ) Class B Common Stock 4,155,255 4,155,255 D
Class A Common Stock ( 2 ) ( 3 ) ( 8 ) Class B Common Stock 400,000 400,000 I Alan B. Miller Marital Trust (f/b/o Jill Miller)
Class A Common Stock ( 2 ) ( 3 ) ( 4 ) Class B Common Stock 16,748 16,748 I AMK 2014 LLC held by The Abby Danielle Miller 2002 Trust
Class A Common Stock ( 2 ) ( 3 ) ( 4 ) Class B Common Stock 51,933 51,933 I AMK 2014 LLC held by the Abby Miller King 2018 GRAT
Class A Common Stock ( 2 ) ( 3 ) ( 4 ) Class B Common Stock 98,324 98,324 I MDM 2014 LLC as held by The Marc Daniel Miller 2018 GRAT
Class A Common Stock ( 2 ) ( 3 ) ( 4 ) Class B Common Stock 18,005 18,005 I MDM 2014 LLC held by The Marc Daniel Miller 2002 Trust
Class A Common Stock ( 2 ) ( 3 ) ( 4 ) Class B Common Stock 51,933 51,933 I MS 2014 LLC as held by The Marni Spencer 2018 GRAT
Class A Common Stock ( 2 ) ( 3 ) ( 4 ) Class B Common Stock 16,748 16,748 I MS 2014 LLC held by The Marni Spencer 2002 Trust
Class A Common Stock ( 9 ) ( 7 ) ( 4 ) Class B Common Stock 258,630 258,630 I The Alan B. Miller 2002 Trust
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
MILLER ALAN B
UNIVERSAL HEALTH SERVICES, INC.
367 SOUTH GULPH ROAD
KING OF PRUSSIA, PA19406
X X Chairman and CEO
Signatures
/s/ Alan B. Miller 03/07/2019
Signature of Reporting Person Date
Explanation of Responses:
( 1 )On March 5, 2019, The Marc Daniel Miller 2017 GRAT distributed a 22.44772% interest in MDM 2014 LLC to Alan B. Miller, The Abby Miller King 2017 GRAT distributed a 31.32029% interest in AMK 2014 LLC to Alan B. Miller, and The Marni Spencer 2017 GRAT distributed a 31.32029% interest in AMK 2014 LLC to Alan B. Miller. The shares reflected represent the amount of shares held by each LLC as represented by the percentage LLC interests distributed. Mr. Miller's pecuniary interest in these shares is unchanged. All distributions hereinbefore described were made pursuant to the terms of the Trust Agreement creating each 2017 GRAT. Each 2017 GRAT is now terminated
( 2 )The Class A Common Stock is convertible into Class B Common Stock on a share for share basis.
( 3 )Immediately.
( 4 )Not Applicable.
( 5 )immediately
( 6 )Not Applicable
( 7 )Immediately
( 8 )Not applicable.
( 9 )The Class A Common Stock is convertible into Class B Common Stock on a share for share basis.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.