Sec Form 4 Filing - Jones David Andrew @ COMMUNITY TRUST BANCORP INC /KY/ - 2018-01-23

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Jones David Andrew
2. Issuer Name and Ticker or Trading Symbol
COMMUNITY TRUST BANCORP INC /KY/ [ CTBI]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
Executive Vice President
(Last) (First) (Middle)
1544 WINCHESTER AVENUE
3. Date of Earliest Transaction (MM/DD/YY)
01/23/2018
(Street)
ASHLAND, KY41101
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/23/2018 A 312 A $ 49.3 4,236.3217 D
Common Stock 8,133.6683 I By: ESOP
Common Stock 2,186.9131 I By: 401(k)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Option ( 1 ) $ 27.109 ( 2 ) 01/27/2010 01/27/2019 Common Stock 68.75 ( 2 ) 68.75 D
Option ( 1 ) $ 27.109 ( 2 ) 01/27/2011 01/27/2019 Common Stock 68.75 ( 2 ) 137.5 D
Option ( 1 ) $ 27.109 ( 2 ) 01/27/2012 01/27/2019 Common Stock 68.75 ( 2 ) 206.25 D
Option ( 1 ) $ 27.109 ( 2 ) 01/27/2013 01/27/2019 Common Stock 68.75 ( 2 ) 275 D
Option ( 1 ) $ 22.809 ( 3 ) 01/26/2011 01/26/2020 Common Stock 103.25 ( 3 ) 378.25 D
Option ( 1 ) $ 22.809 ( 3 ) 01/26/2012 01/26/2020 Common Stock 103.25 ( 3 ) 481.5 D
Option ( 1 ) $ 22.809 ( 3 ) 01/26/2013 01/26/2020 Common Stock 103.25 ( 3 ) 584.75 D
Option ( 1 ) $ 22.809 ( 3 ) 01/26/2014 01/26/2020 Common Stock 103.25 ( 3 ) 688 D
Option ( 4 ) $ 32.27 01/27/2020 01/27/2025 Common Stock 10,000 10,688 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Jones David Andrew
1544 WINCHESTER AVENUE
ASHLAND, KY41101
Executive Vice President
Signatures
David Andrew Jones By: Marilyn T. Justice, Attorney-in-Fact 01/25/2018
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Right to buy pursuant to Incentive Stock Option Agreement (CTBI 2006 Stock Ownership Incentive Plan)
( 2 )Option previously reported as covering 62.50 shares @$29.82 per share, adjusted to reflect the 10% stock dividend effective 06/02/14.
( 3 )Option previously reported as covering 93.75 shares @$25.09 per share, adjusted to reflect the 10% stock dividend effective 06/02/14.
( 4 )Right to buy pursuant to Non-Qualified Stock Option Agreement (CTBI 2015 Stock Ownership Incentive Plan)

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* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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