Sec Form 4 Filing - RimAsia Capital Partners, L.P. @ NeoStem, Inc. - 2014-12-09

FORM 4 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person RimAsia Capital Partners, L.P. 2. Issuer Name and Ticker or Trading Symbol NeoStem, Inc. [ NBS] 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) X __ Director X __ 10% Owner _____ Officer (give title below) _____ Other (specify below) (Last) (First) (Middle) 1807 HARBOUR CENTRE, 25 HARBOUR ROAD, WANCHAI 3. Date of Earliest Transaction (MM/DD/YY) 12/09/2014 (Street) HONG KONG, F4 4. If Amendment, Date Original Filed (MM/DD/YY) 6. Individual or Joint/Group Filing (Check Applicable Line) _____ Form filed by One Reporting Person __ X __ Form filed by More than One Reporting Person (City) (State) (Zip)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1.Title of Security (Instr. 3) 2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4) Code V Amount (A) or (D) Price Common Stock, par value $0.001 per share 12/09/2014 S 13,940 D $ 3.5297 2,210,988 ( 1 ) ( 2 ) ( 3 ) D ( 1 ) ( 2 ) ( 3 )

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) 6. Date Exercisable and Expiration Date (MM/DD/YY) 7. Title and Amount of Underlying Securities (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4) Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares

Reporting Owners Reporting Owner Name / Address Relationships Director 10% Owner Officer Other RimAsia Capital Partners, L.P. 1807 HARBOUR CENTRE 25 HARBOUR ROAD, WANCHAI HONG KONG, F4 X X RimAsia Capital Partners Manager, Ltd. 1807 HARBOUR CENTRE 25 HARBOUR ROAD, WANCHAI HONG KONG, F4 X RimAsia Capital Partners GP, L.P. 1807 HARBOUR CENTRE 25 HARBOUR ROAD, WANCHAI HONG KONG, F4 X RimAsia Capital Partners GP, Ltd. 1807 HARBOUR CENTRE 25 HARBOUR ROAD, WANCHAI HONG KONG, F4 X Wei Eric 1807 HARBOUR CENTRE 25 HARBOUR ROAD, WANCHAI HONG KONG, F4 X Signatures RIMASIA CAPITAL PARTNERS MANAGER, LTD., By: Eric H.C. Wei, Director, By: /s/ Catherine M. Vaczy, Esq., Attorney-in-Fact 01/02/2015 Signature of Reporting Person Date RIMASIA CAPITAL PARTNERS, L.P., By: Eric H.C. Wei, Managing Partner, By: /s/ Catherine M. Vaczy, Esq., Attorney-in-Fact 01/02/2015 Signature of Reporting Person Date RIMASIA CAPITAL PARTNERS GP, L.P., By: Eric H.C. Wei, Partner, By: /s/ Catherine M. Vaczy, Esq., Attorney-in-Fact 01/02/2015 Signature of Reporting Person Date RIMASIA CAPITAL PARTNERS GP, LTD., By: Eric H.C. Wei, Director, By: /s/ Catherine M. Vaczy, Esq., Attorney-in-Fact 01/02/2015 Signature of Reporting Person Date ERIC H.C. WEI, By: /s/ Catherine M. Vaczy, Esq., Attorney-in-Fact 01/02/2015 Signature of Reporting Person Date

Explanation of Responses:

( 1 )These securities are held as to 2,210,988 shares of Common Stock by RimAsia Capital Partners L.P., a Cayman Islands exempted limited partnership ("RimAsia LP"). ( 2 )This Form 4 is filed jointly by (a) RimAsia LP, (b) RimAsia Capital Partners GP, L.P. ("RimAsia GP"), the general partner of RimAsia LP, (c) RimAsia Capital Partners GP, Ltd. ("RimAsia Ltd."), the general partner of RimAsia GP, (d) RimAsia Manager, the Fund Manager of RimAsia GP and the Manager of RimAsia LP, and (e) Eric H.C. Wei, the managing partner of RimAsia LP, an indirect partner of RimAsia GP, a director of RimAsia Ltd. and a director of RimAsia Manager. All such reporting persons have the address noted in Item 1. ( 3 )RimAsia GP, RimAsia Ltd., RimAsia Manager and Eric H.C. Wei disclaim beneficial ownership of the securities held by RimAsia LP, and RimAsia LP, RimAsia GP, RimAsia Ltd. and Eric H.C. Wei disclaim beneficial ownership of the securities held by RimAsia LP in each case except to the extent of any pecuniary interest therein, and the inclusion of these securities shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 of the Securities Exchange Act or for any other purpose.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).

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