Sec Form 4 Filing - Peitz Austin @ Enservco Corp - 2017-06-21

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person *
Peitz Austin
2. Issuer Name and Ticker or Trading Symbol
Enservco Corp [ ENSV]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
SVP - Field Operations
(Last)
(First)
(Middle)
501 S. CHERRY STREET, SUITE 1000
3. Date of Earliest Transaction (MM/DD/YY)
06/21/2017
(Street)
DENVER, CO80246
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City)
(State)
(Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 06/21/2017 P 60 A $ 0.389 98,913 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option $ 0.46 ( 1 ) 06/30/2017 Common Stock 100,000 100,000 D
Stock Option $ 1.74 ( 2 ) 04/08/2020 Common Stock 100,000 100,000 D
Stock Option $ 0.6 ( 3 ) 05/05/2021 Common Stock 100,000 100,000 D
Stock Option $ 0.65 ( 4 ) 12/30/2017 Common Stock 200,000 200,000 D
Stock Option $ 1.74 ( 5 ) 04/08/2020 Common Stock 60,000 60,000 D
Stock Option $ 0.65 ( 6 ) 05/05/2021 Common Stock 100,000 100,000 D
Stock Option $ 0.7 ( 7 ) 01/23/2018 Common Stock 50,000 50,000 D
Stock Option $ 0.29 ( 8 ) 06/02/2022 Common Stock 500,000 500,000 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Peitz Austin
501 S. CHERRY STREET, SUITE 1000
DENVER, CO80246
SVP - Field Operations
Signatures
/s/ Austin Peitz 06/22/2017
** Signature of Reporting Person Date
Explanation of Responses:
( 1 )Options to acquire 100,000 shares are fully vested as of the date hereof.
( 2 )Options to acquire 100,000 shares are fully vested as of the date hereof.
( 3 )Options to acquire 66,667 shares vested on 12/31/16, and the remaining options to acquire 33,333 shares will vest on 12/31/17 if the conditions to vesting exist on such date.
( 4 )Options to acquire 200,000 shares are fully vested as of the date hereof.
( 5 )Options to acquire 6,666 shares vested on 1/1/17, and the remaining options to acquire 53,334 shares will vest on 1/1/18 if the conditions to vesting exist on such date.
( 6 )Options to acquire 33,334 shares will vest on 12/31/17, and the remaining options to acquire 66,666 shares will vest on 12/31/18, in both cases if the conditions to vesting exist on such date.
( 7 )Options to acquire 50,000 shares are fully vested as of the date hereof.
( 8 )Options to acquire 166,667 shares vested on 6/2/17; options to acquire 166,667 shares will vest on 6/2/18, and the remaining options to acquire 166,666 shares will vest on 6/2/19, in each case if the conditions to vesting exist on such dates.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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