Sec Form 4 Filing - MOODY H. CRAIG @ SECURITY NATIONAL FINANCIAL CORP - 2016-11-29

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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
MOODY H. CRAIG
2. Issuer Name and Ticker or Trading Symbol
SECURITY NATIONAL FINANCIAL CORP [ SNFCA]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director _____ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
11892 SOUTH BROOKGLEN DRIVE
3. Date of Earliest Transaction (MM/DD/YY)
11/29/2016
(Street)
SANDY, UT84092
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 11/29/2016 M 1,630 A $ 3.22 7,033 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Director Stock Option (right to buy) $ 3.22 ( 1 ) 12/07/2006 M 1,630 ( 1 ) 12/07/2007 12/07/2016 Class A Common Stock 1,630 ( 1 ) $ 3.22 ( 1 ) 0 ( 1 ) D
Director Stock Option (right to buy) $ 2.39 ( 2 ) 12/07/2007 A 1,552 ( 2 ) 12/07/2008 12/07/2017 Class A Common Stock 1,552 ( 2 ) $ 2.39 ( 2 ) 1,552 ( 2 ) D
Director Stock Option (right to buy) $ 2.58 ( 3 ) 03/31/2008 A 3,695 ( 3 ) 03/31/2009 03/31/2018 Class A Common Stock 3,695 ( 3 ) $ 2.58 ( 3 ) 3,695 ( 3 ) D
Director Stock Option (right to buy) $ 1 ( 4 ) 12/05/2008 A 7,388 ( 4 ) 12/05/2009 12/05/2018 Class A Common Stock 7,388 ( 4 ) $ 1 ( 4 ) 7,388 ( 4 ) D
Director Stock Option (right to buy) $ 0.95 ( 5 ) 12/07/2008 A 1,478 ( 5 ) 12/07/2009 12/07/2018 Class A Common Stock 1,478 ( 5 ) $ 0.95 ( 5 ) 1,478 ( 5 ) D
Director Stock Option (right to buy) $ 2.48 ( 6 ) 12/04/2009 A 7,036 ( 6 ) 12/04/2010 12/04/2019 Class A Common Stock 7,036 ( 6 ) $ 2.48 ( 6 ) 7,036 ( 6 ) D
Director Stock Option (right to buy) $ 2.48 ( 7 ) 12/07/2009 A 1,408 ( 7 ) 12/07/2010 12/07/2019 Class A Common Stock 1,408 ( 7 ) $ 2.48 ( 7 ) 1,408 ( 7 ) D
Director Stock Option (right to buy) $ 1.36 ( 8 ) 12/03/2010 A 6,701 ( 8 ) 12/03/2011 12/03/2020 Class A Common Stock 6,701 ( 8 ) $ 1.36 ( 8 ) 6,701 ( 8 ) D
Director Stock Option (right to buy) $ 1.36 ( 9 ) 12/07/2010 A 1,341 ( 9 ) 12/07/2011 12/07/2020 Class A Common Stock 1,341 ( 9 ) $ 1.36 ( 9 ) 1,341 ( 9 ) D
Director Stock Option (right to buy) $ 1.01 ( 10 ) 12/02/2011 A 6,382 ( 10 ) 12/02/2012 12/02/2021 Class A Common Stock 6,382 ( 10 ) $ 1.01 ( 10 ) 6,382 ( 10 ) D
Director Stock Option (right to buy) $ 1.01 ( 11 ) 12/07/2011 A 1,277 ( 11 ) 12/07/2012 12/07/2021 Class A Common Stock 1,277 ( 11 ) $ 1.01 ( 11 ) 1,277 ( 11 ) D
Director Stock Option (right to buy) $ 1.27 ( 12 ) 04/13/2012 A 6,078 ( 12 ) 04/13/2013 04/13/2022 Class A Common Stock 6,078 ( 12 ) $ 1.27 ( 12 ) 6,078 ( 12 ) D
Director Stock Option (right to buy) $ 6.05 ( 13 ) 12/07/2012 A 1,216 ( 13 ) 12/07/2013 12/07/2022 Class A Common Stock 1,216 ( 13 ) $ 6.05 ( 13 ) 1,216 ( 13 ) D
Director Stock Option (right to buy) $ 4.16 ( 14 ) 12/06/2013 A 5,605 ( 14 ) 12/06/2014 12/06/2023 Class A Common Stock 5,605 ( 14 ) $ 4.16 ( 14 ) 5,605 ( 14 ) D
Director Stock Option (right to buy) $ 4.16 ( 15 ) 12/07/2013 A 1,158 ( 15 ) 12/07/2014 12/07/2023 Class A Common Stock 1,158 ( 15 ) $ 4.16 ( 15 ) 1,158 ( 15 ) D
Director Stock Option (right to buy) $ 4.53 ( 16 ) 12/05/2014 A 5,513 ( 16 ) 12/05/2015 12/05/2024 Class A Common Stock 5,513 ( 16 ) $ 4.53 ( 16 ) 5,513 ( 16 ) D
Director Stock Option (right to buy) $ 4.53 ( 17 ) 12/07/2014 A 1,103 ( 17 ) 12/07/2015 12/07/2024 Class A Common Stock 1,103 ( 17 ) $ 4.53 ( 17 ) 1,103 ( 17 ) D
Director Stock Option (right to buy) $ 6.38 ( 18 ) 12/04/2015 A 5,250 ( 18 ) 12/04/2016( 18 ) 12/04/2025 Class A Common Stock 5,250 ( 18 ) $ 6.38 ( 18 ) 5,250 ( 18 ) D
Director Stock Option (right to buy) $ 6.38 ( 19 ) 12/07/2015 A 1,050 ( 19 ) 12/07/2016( 19 ) 12/07/2025 Class A Common Stock 1,050 ( 19 ) $ 6.38 ( 19 ) 1,050 ( 19 ) D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
MOODY H. CRAIG
11892 SOUTH BROOKGLEN DRIVE
SANDY, UT84092
X
Signatures
/s/ H. Craig Moody 12/01/2016
Signature of Reporting Person Date
Explanation of Responses:
( 1 )This option was granted on December 7, 2006 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $5.31 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 9, 2007, February 8, 2008, February 6, 2009, February 5, 2010, February 4, 2011, February 3, 2012, February 1, 2013, February 7, 2014, February 6, 2015 and February 5, 2016.
( 2 )This option was granted on December 7, 2007 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $3.75 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 8, 2008, February 6, 2009, February 5, 2010, February 4, 2011, February 3, 2012, February 1, 2013, February 7, 2014, February 6, 2015 and February 5, 2016.
( 3 )This option was granted on March 31, 2008 as an option for 2,500 shares of Class A Common Stock under the 2006 Director Option Plan at an exercise price of $3.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% s tock dividends paid on February 6, 2009, February 5, 2010, February 4, 2011, February 3, 2012, February 1, 2013, February 7, 2014, February 6, 2015 and February 5, 2016.
( 4 )This option was granted on December 5, 2008 as an option for 5,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $1.50 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 6, 2009, February 5, 2010, February 4, 2011, February 3, 2012, February 1, 2013, February 7, 2014, February 6, 2015 and February 5, 2016.
( 5 )This option was granted on December 7, 2008 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $1.41 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 6, 2009, February 5, 2010, February 4, 2011, February 3, 2012, February 1, 2013, February 7, 2014, February 6, 2015 and February 7, 2016.
( 6 )This option was granted on December 4, 2009 as an option for 5,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $3.52 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividend paid on February 5, 2010, February 4, 2011, February 3, 2012, February 1, 2013, February 7, 2014, February 6, 2015 and February 5, 2016.
( 7 )This option was granted on December 7, 2009 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $3.52 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect a 5% stock dividend paid on February 5, 2010, February 4, 2011, February 3, 2012, February 1, 2013, February 7, 2014, February 6, 2015 and February 5, 2016.
( 8 )This option was granted on December 3, 2010 as an option for 5,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $1.83 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 plan to reflect 5% stock dividends paid on February 4, 2011, February 3, 2012, February 1, 2013, February 6, 2015 and February 5, 2016.
( 9 )This option was granted on December 7, 2010 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $1.83 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 4, 2011, February 3, 2012, February 1, 2013, February 7, 2014, February 6, 2015 and February 5, 2016.
( 10 )This option was granted on December 2, 2011 as an option for 5,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $1.30 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 3, 2012, February 1, 2013, February 7, 2014, February 6, 2015 and February 5, 2016.
( 11 )This option was granted on December 7, 2011 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $1.24 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 3, 2012, February 1, 2013, February 7, 2014, February 6, 2015 and February 5, 2016.
( 12 )This option was granted on April 13, 2012 as an option for 5,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $1.56 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 1, 2013, February 7, 2014, February 6, 2015 and February 5, 2016.
( 13 )This option was granted on December 7, 2012 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $7.42 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 plan to reflect 5% stock dividends paid on February 1, 2013, February 7, 2014, February 6, 2015 and February 5, 2016.
( 14 )This option was granted on December 6, 2013 as an option for 4,842 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 7, 2014, February 6, 2015 and February 5, 2016.
( 15 )This option was granted on December 7, 2013 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 7, 2014, February 6, 2015 and February 5, 2016.
( 16 )This option was granted on December 5, 2014 as an option for 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.02 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015 and February 5, 2016.
( 17 )This option was granted on December 7, 2014 as an option for 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015 and February 5, 2016.
( 18 )This option was granted on December 4, 2015 as an option for 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $6.72 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect a 5% stock dividend paid on February 5, 2016.
( 19 )This option was granted on December 7, 2015 as an option for 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $6.72 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect a 5% stock dividend paid on February 5, 2016.

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