Sec Form 4 Filing - Case Gregory C @ Aon plc - 2020-02-13

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Case Gregory C
2. Issuer Name and Ticker or Trading Symbol
Aon plc [ AON]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
Chief Executive Officer
(Last) (First) (Middle)
200 EAST RANDOLPH ST.
3. Date of Earliest Transaction (MM/DD/YY)
02/13/2020
(Street)
CHICAGO, IL
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Class A Ordinary Stock 02/13/2020 A( 1 ) 175,246 A 956,575 D
Class A Ordinary Stock 02/13/2020 F( 2 ) 78,643 D $ 234.58 877,932 D
Class A Ordinary Stock 02/14/2020 M( 3 ) 2,978 A 880,910 D
Class A Ordinary Stock 02/14/2020 F( 2 ) 1,267 D $ 235.73 879,643 D
Class A Ordinary Stock 02/14/2020 M( 3 ) 1,656 A 881,299 D
Class A Ordinary Stock 02/14/2020 F( 2 ) 705 D $ 235.73 880,594 D
Class A Ordinary Stock 02/14/2020 M( 3 ) 1,356 A 881,950 D
Class A Ordinary Stock 02/14/2020 F( 2 ) 577 D $ 235.73 881,373 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Share Unit (Right to Recieve) ( 4 ) 02/14/2020 M 2,978 ( 5 ) 02/17/2020( 5 ) Class A Ordinary Shares 2,978 $ 0 0 D
Restricted Share Unit (Right to Receive) ( 4 ) 02/14/2020 M 1,656 ( 6 ) 02/16/2021( 6 ) Class A Ordinary Shares 1,656 $ 0 1,657 D
Restrictive Share Unit (Right to Receive) ( 4 ) 02/14/2020 M 1,356 ( 7 ) 02/15/2022( 7 ) Class A Ordinary Shares 1,356 $ 0 2,714 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Case Gregory C
200 EAST RANDOLPH ST.
CHICAGO, IL
X Chief Executive Officer
Signatures
/s/ Molly Johnson, pursuant to a power of attorney from Greg Case 02/18/2020
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Represents Class A Ordinary Shares issued upon the settlement of performance share unit awards originally granted approximately three years ago under the twelfth cycle of the Company's Leadership Performance Program. The number of shares issued was determined by the Organization and Compensation Committee of the Board of Directors on February 13, 2020, based on the Company's performance for the period from January 1, 2017 to December 31, 2019.
( 2 )Class A Ordinary Shares withheld by the issuer for payment of withholding taxes in connection with the vesting of the award.
( 3 )Class A Ordinary Shares acquired upon the vesting of a restricted share unit award.
( 4 )The restricted share unit award converts to Class A Ordinary Shares on a 1-for-1 basis. In accordance with U.K. law, the reporting person agreed to pay the issuer the nominal value of US$0.01 per share issued to the reporting person.
( 5 )A restricted share unit award was granted on February 17, 2017 and vests in accordance with the terms of the Aon plc 2011 Incentive Compensation Plan: 33 1/3% of the award vests on each of the first through third anniversary of the date of grant.
( 6 )A restricted share unit award was granted on February 16, 2018 and vests in accordance with the terms of the Aon plc 2011 Incentive Compensation Plan: 33 1/3% of the award vests on each of the first through third anniversary of the date of grant.
( 7 )A restricted share unit award was granted on February 15, 2019 and vests in accordance with the terms of the Aon plc 2011 Incentive Compensation Plan: 33 1/3% of the award vests on each of the first through third anniversary of the date of grant.

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