Sec Form 4 Filing - Katz Philippe D @ EASTMAN KODAK CO - 2022-05-17

FORM 4 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person Katz Philippe D 2. Issuer Name and Ticker or Trading Symbol EASTMAN KODAK CO [ KODK] 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) X __ Director X __ 10% Owner _____ Officer (give title below) _____ Other (specify below) (Last) (First) (Middle) C/O EASTMAN KODAK COMPANY, 343 STATE STREET 3. Date of Earliest Transaction (MM/DD/YY) 05/17/2022 (Street) ROCHESTER, NY14650 4. If Amendment, Date Original Filed (MM/DD/YY) 6. Individual or Joint/Group Filing (Check Applicable Line) __ X __ Form filed by One Reporting Person _____ Form filed by More than One Reporting Person (City) (State) (Zip)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1.Title of Security (Instr. 3) 2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4) Code V Amount (A) or (D) Price Common Stock, par value $.01 05/18/2022 A( 1 ) 11,000( 1 ) A $ 0 142,496 D Common Stock, par value $.01 2,522,011 I Owned by KF Investors LLC( 2 ) Common Stock, par value $.01 1,569,870 I Owned by Momar Corporation( 3 ) Common Stock, par value $.01 7,598 I Owned by United Equities Commodities Company( 4 ) Common Stock, par value $.01 87,720 I Owned by Marneu Holding Company( 5 ) Common Stock, par value $.01 48,875 I Owned by 111 John Realty Corp.( 6 )

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) 6. Date Exercisable and Expiration Date (MM/DD/YY) 7. Title and Amount of Underlying Securities (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4) Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares Restricted Stock Units $ 0( 7 ) 05/17/2022 D 10,000( 7 ) 05/17/2022 05/17/2022 Common Stock, par value $.01 10,000 $ 0 0 D Phantom Stock $ 0( 8 ) 05/17/2022 A 10,000 ( 8 ) ( 8 ) Common Stock, par value $.01 10,000 $ 0 60,510 D Restricted Stock Units $ 0( 9 ) 05/18/2022 A 22,075 ( 9 ) ( 9 ) Common Stock, par value $.01 22,075 $ 0 22,075 D Stock Option (Right to Buy) $ 3.03 ( 10 ) 05/19/2027 Common Stock, par value $.01 25,297 25,297 D Stock Option (Right to Buy) $ 4.53 ( 10 ) 05/19/2027 Common Stock, par value $.01 7,699 7,699 D Stock Option (Right to Buy) $ 6.03 ( 10 ) 05/19/2027 Common Stock, par value $.01 7,699 7,699 D Stock Option (Right to Buy) $ 12 ( 10 ) 05/19/2027 Common Stock, par value $.01 4,400 4,400 D

Reporting Owners Reporting Owner Name / Address Relationships Director 10% Owner Officer Other Katz Philippe D C/O EASTMAN KODAK COMPANY 343 STATE STREET ROCHESTER, NY14650 X X Signatures /s/ Roger W. Byrd, Attorney-in-fact for Philippe D. Katz 05/19/2022 Signature of Reporting Person Date

Explanation of Responses:

( 1 )This restricted stock award was granted under the Company's Omnibus Incentive Plan, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vests in four equal installments on August 17, 2022, November 17, 2022, February 17, 2023 and the day immediately preceding the Company's 2023 annual meeting of shareholders, with pro rata vesting upon Mr. Katz's separation from service prior to vesting. ( 2 )Mr. Katz disclaims beneficial ownership of the securities held by KF Investors LLC, an entity of which Mr. Katz is a managing member, except to the extent of his pecuniary interest therein. ( 3 )Mr. Katz disclaims beneficial ownership of the securities held by Momar Corporation, an entity in which Mr. Katz has an ownership interest, except to the extent of his pecuniary interest therein. ( 4 )Mr. Katz disclaims beneficial ownership of the securities held by United Equities Commodities Company, an entity of which Mr. Katz is a general partner, except to the extent of his pecuniary interest therein. ( 5 )Mr. Katz disclaims benef icial ownership of the securities held by Marneu Holding Company, an entity of which Mr. Katz is a partner, except to the extent of his pecuniary interest therein. ( 6 )Mr. Katz disclaims beneficial ownership of the securities held by 111 John Realty Corp., an entity in which Mr. Katz has an ownership interest, except to the extent of his pecuniary interest therein. ( 7 )These restricted stock units convert into common stock on a one-for-one basis. Upon vesting on 5/17/2022, Mr. Katz deferred the receipt of 10,000 shares of common stock and received instead 10,000 shares of phantom stock pursuant to the terms of the Eastman Kodak Company Deferred Compensation Plan for Directors (the "Plan"). As a result, Mr. Katz is reporting the disposition of 10,000 shares of common stock in exchange for an equal number of shares of phantom stock under the Plan. ( 8 )Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Katz in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments. ( 9 )These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on the day immediately preceding the Company's 2023 annual meeting of shareholders. ( 10 )This option has fully vested as of the date of this report.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).

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