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Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(
e.g.
, puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Transaction Date (MM/DD/YY)
|
3A. Deemed Execution Date, if any (MM/DD/YY)
|
4. Transaction Code
(Instr. 8)
|
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
|
6. Date Exercisable and Expiration Date
(MM/DD/YY)
|
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
|
8. Price of Derivative Security
(Instr. 5)
|
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
|
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
|
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
|
Code
|
V
|
(A)
|
(D)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Stock Option (right to buy) |
$
0.1018 |
03/06/2014 |
|
S |
|
|
4,330.36 |
(
7
) |
01/01/2019 |
Common Stock |
4,330.36 |
(
1
) |
1,472,910 (
1
) |
I |
By BF Investment Enterprises, Ltd. |
Warrant (right to buy) |
$
0.4074 |
03/06/2014 |
|
S |
|
|
180.43 |
(
8
) |
06/06/2021 |
Common Stock |
180.43 |
(
1
) |
61,372 (
1
) |
I |
By BF Investment Enterprises, Ltd. |
Stock Option (right to buy) |
$
2.55 |
03/06/2014 |
|
S |
|
|
147 |
12/31/2012 |
04/16/2022 |
Common Stock |
147 |
(
1
) |
50,000 (
1
) |
I |
By BF Investment Enterprises, Ltd. |
Stock Option (right to buy) |
$
2.55 |
03/06/2014 |
|
S |
|
|
441 |
04/16/2013 |
04/16/2022 |
Common Stock |
441 |
(
1
) |
150,000 (
1
) |
I |
By BF Investment Enterprises, Ltd. |
Stock Option (right to buy) |
$
2.64 |
03/06/2014 |
|
S |
|
|
147 |
12/31/2013 |
05/01/2023 |
Common Stock |
147 |
(
1
) |
50,000 (
1
) |
I |
By BF Investment Enterprises, Ltd. |
Stock Option (right to buy) |
$
5.05 |
03/06/2014 |
|
S |
|
|
132.3 |
12/31/2014 |
01/06/2024 |
Common Stock |
132.3 |
(
1
) |
45,000 (
1
) |
I |
By BF Investment Enterprises, Ltd. |
Stock Option (right to buy) |
$
0.1018 |
03/06/2014 |
|
J |
|
|
382,956.6 |
(
7
) |
01/01/2019 |
Common Stock |
382,956.6 |
(
3
) |
1,472,910 (
3
) |
I |
By BF Investment Enterprises, Ltd. |
Warrant (right to buy) |
$
0.4074 |
03/06/2014 |
|
J |
|
|
15,956.72 |
(
8
) |
06/06/2021 |
Common Stock |
15,956.72 |
(
3
) |
61,372 (
3
) |
I |
By BF Investment Enterprises, Ltd. |
Stock Option (right to buy) |
$
2.55 |
03/06/2014 |
|
J |
|
|
13,000 |
12/31/2012 |
04/16/2022 |
Common Stock |
13,000 |
(
3
) |
50,000 (
3
) |
I |
By BF Investment Enterprises, Ltd. |
Stock Option (right to buy) |
$
2.55 |
03/06/2014 |
|
J |
|
|
39,000 |
04/16/2013 |
04/16/2022 |
Common Stock |
39,000 |
(
3
) |
150,000 (
3
) |
I |
By BF Investment Enterprises, Ltd. |
Stock Option (right to buy) |
$
2.64 |
03/06/2014 |
|
J |
|
|
13,000 |
12/31/2013 |
05/01/2023 |
Common Stock |
13,000 |
(
3
) |
50,000 (
3
) |
I |
By BF Investment Enterprises, Ltd. |
Stock Option (right to buy) |
$
5.05 |
03/06/2014 |
|
J |
|
|
11,700 |
12/31/2014 |
01/06/2024 |
Common Stock |
11,700 |
(
3
) |
45,000 (
3
) |
I |
By BF Investment Enterprises, Ltd. |
Stock Option (right to buy) |
$
0.1018 |
03/07/2014 |
|
S |
|
|
334,762.98 |
(
7
) |
01/01/2019 |
Common Stock |
334,762.98 |
(
4
) |
1,472,910 (
4
) |
I |
By BF Investment Enterprises, Ltd. |
Warrant (right to buy) |
$
0.4074 |
03/07/2014 |
|
S |
|
|
13,948.63 |
(
8
) |
06/06/2021 |
Common Stock |
13,948.63 |
(
4
) |
61,372 (
4
) |
I |
By BF Investment Enterprises, Ltd. |
Stock Option (right to buy) |
$
2.55 |
03/07/2014 |
|
S |
|
|
11,364 |
12/31/2012 |
04/16/2022 |
Common Stock |
11,364 |
(
4
) |
50,000 (
4
) |
I |
By BF Investment Enterprises, Ltd. |
Stock Option (right to buy) |
$
2.55 |
03/07/2014 |
|
S |
|
|
34,092 |
04/16/2013 |
04/16/2022 |
Common Stock |
34,092 |
(
4
) |
150,000 (
4
) |
I |
By BF Investment Enterprises, Ltd. |
Stock Option (right to buy) |
$
2.64 |
03/07/2014 |
|
S |
|
|
11,364 |
12/31/2013 |
05/01/2023 |
Common Stock |
11,364 |
(
4
) |
50,000 (
4
) |
I |
By BF Investment Enterprises, Ltd. |
Stock Option (right to buy) |
$
5.05 |
03/07/2014 |
|
S |
|
|
10,227.6 |
12/31/2014 |
01/06/2024 |
Common Stock |
10,227.6 |
(
4
) |
45,000 (
4
) |
I |
By BF Investment Enterprises, Ltd. |
|