Sec Form 4 Filing - Pinto Daniel E @ JPMORGAN CHASE & CO - 2021-03-25

FORM 4 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person Pinto Daniel E 2. Issuer Name and Ticker or Trading Symbol JPMORGAN CHASE & CO [ JPM] 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) _____ Director _____ 10% Owner X __ Officer (give title below) _____ Other (specify below) Co-President & COO, CEO CIB (Last) (First) (Middle) 383 MADISON AVENUE 3. Date of Earliest Transaction (MM/DD/YY) 03/25/2021 (Street) NEW YORK, NY10179-0001 4. If Amendment, Date Original Filed (MM/DD/YY) 6. Individual or Joint/Group Filing (Check Applicable Line) __ X __ Form filed by One Reporting Person _____ Form filed by More than One Reporting Person (City) (State) (Zip)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1.Title of Security (Instr. 3) 2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4) Code V Amount (A) or (D) Price Common Stock 03/25/2021 M 20,508.8894 ( 1 ) A $ 0 ( 2 ) 525,385.8894 D Common Stock 03/25/2021 M 19,522 ( 3 ) A $ 0 ( 2 ) 544,907.8894 D Common Stock 03/25/2021 F 18,815.8894 D $ 151.15 526,092 D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) 6. Date Exercisable and Expiration Date (MM/DD/YY) 7. Title and Amount of Underlying Securities (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4) Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares Performance Share Units ( 2 ) 03/25/2021 M 20,508.8894 ( 1 ) ( 1 ) 03/25/2024( 1 ) Common Stock 20,508.8894 $ 0 61,531.0135 D Performance Share Units ( 2 ) 03/25/2021 M 19,522 ( 3 ) ( 3 ) 03/25/2025( 3 ) Common Stock 19,522 $ 0 78,092 D

Reporting Owners Reporting Owner Name / Address Relationships Director 10% Owner Officer Other Pinto Daniel E 383 MADISON AVENUE NEW YORK, NY10179-0001 Co-President & COO, CEO CIB Signatures /s/ David K.F. Gillis under POA 03/26/2021 Signature of Reporting Person Date

Explanation of Responses:

( 1 )These shares represent JPMC common stock (including reinvested dividend equivalents) acquired on Mar. 25, 2021 upon settlement of a Performance Share Unit (PSU) award granted on Jan. 17, 2017 for the 3-year performance period ended Dec. 31, 2019 (as previously disclosed on a Form 4 filed on Mar. 19, 2020). Mr. Pinto's PSUs are expected to vest in five equal installments and settle in shares of common stock on Mar. 25, 2020, 2021, 2022, 2023 & 2024. The 1st and 2nd installments settled in shares of common stock on Mar. 25, 2020 and 2021, respectively. Shares, after applicable tax withholding, must be held for an additional holding period following the vesting of each installment as provided under the terms of the PSU award granted on Jan. 17, 2017: (i) a 2-year holding period for the installment vested on Mar. 25, 2020; (ii) a 12-month holding period for the installment vested on Mar. 25, 2021; and (iii) a 6-month holding period for installments vesting on Mar. 25, 2022, 2023 & 2024. ( 2 )Each PSU represents a contingent right to receive one share of JPMC common stock upon vesting based on the attainment of performance goals. ( 3 )These shares represent JPMC common stock acquired on Mar. 25, 2021 upon settlement of a PSU award granted on Jan. 16, 2018 for the three-year performance period ended Dec. 31, 2020 (as previously disclosed on a Form 4 filed on Mar. 18, 2021). Mr. Pinto's PSUs are expected to vest in five equal installments and settle in shares of common stock on: Mar. 25, 2021, 2022, 2023, 2024, and 2025. The first installment settled in shares of common stock on Mar. 25, 2021. Shares, after applicable tax withholding, must be held for an additional holding period following the vesting of each installment as provided under the terms of the PSU award granted on Jan. 16, 2018: (i) a two-year holding period for the installment vested on Mar. 25, 2021; and (ii) a twelve-month holding period for installments vesting on Mar. 25, 2022, 2023, 2024, and 2025.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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