Sec Form 4 Filing - Wheatlake Franklin C @ TCF FINANCIAL CORP - 2020-05-06

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Wheatlake Franklin C
2. Issuer Name and Ticker or Trading Symbol
TCF FINANCIAL CORP [ TCF]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director _____ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
333 W. FORT STREET, SUITE 1800
3. Date of Earliest Transaction (MM/DD/YY)
05/06/2020
(Street)
DETROIT, MI48226
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 05/06/2020 A 3,860 ( 1 ) A 3,860 ( 3 ) I Deferred Compensation Plan ( 4 )
Common Stock 11,364.796 ( 3 ) ( 5 ) I ( 6 ) By Own Trust
Common Stock 3,499 ( 3 ) I Held in Trust
Common Stock 300 ( 3 ) I By Wife
Common Stock 79,495 ( 3 ) ( 7 ) I By LLC
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Wheatlake Franklin C
333 W. FORT STREET
SUITE 1800
DETROIT, MI48226
X
Signatures
Franklin C. Wheatlake by POA Kirk D. Johnson 05/08/2020
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Restricted stock award pursuant to the Issuer's Stock Incentive Plan of 2019 in a transaction exempt under Rule 16b-3.
( 2 )Price is not applicable.
( 3 )The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934, the beneficial owner of any equity securities covered by this statement other than those owned by the undersigned.
( 4 )The shares noted are derivative securities based on the Reporting Person's benefits under a non-qualified plan.
( 5 )Includes 105.978 shares acquired between 3/1/2020 and 4/30/2020 through exempt dividend reinvestment transactions.
( 6 )Previously reported as Direct ownership.
( 7 )Includes 1,000 shares which were purchased by the LLC and originally reported on March 3, 2020 as purchased through Direct ownership.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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