Sec Form 4 Filing - Kuo Jeffrey Chuenhong @ Brilliant Earth Group, Inc. - 2021-09-27

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Kuo Jeffrey Chuenhong
2. Issuer Name and Ticker or Trading Symbol
Brilliant Earth Group, Inc. [ BRLT]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
Chief Financial Officer
(Last) (First) (Middle)
C/O BRILLIANT EARTH GROUP, INC., 300 GRANT AVENUE, THIRD FLOOR
3. Date of Earliest Transaction (MM/DD/YY)
09/27/2021
(Street)
SAN FRANCISCO, CA94108
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Class B Common Stock 09/27/2021 D( 1 ) 9,753 D $ 0 663,572 D
Class B Common Stock 09/27/2021 D( 1 ) 1,997 D $ 0 135,903 I Held by the Alpha Echo Family Protection Trust
Class B Common Stock 09/27/2021 D( 1 ) 1,997 D $ 0 135,903 I Held by the Beta Echo Family Protection Trust
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Common Units ( 2 ) 09/27/2021 D( 3 ) 8,079 ( 4 ) ( 2 ) Class A Common Stock 8,079 $ 11.22 549,647 D
Common Units ( 2 ) 09/27/2021 D( 3 ) 1,997 ( 4 ) ( 2 ) Class A Common Stock 1,997 $ 11.22 135,903 I Held by the Alpha Echo Family Protection Trust
Common Units ( 2 ) 09/27/2021 D( 3 ) 1,997 ( 4 ) ( 2 ) Class A Common Stock 1,997 $ 11.22 135,903 I Held by the Beta Echo Family Protection Trust
Common Units ( 2 ) 09/27/2021 D( 3 ) 1,674 ( 5 ) ( 2 ) Class A Common Stock 1,674 $ 11.22 324,725 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Kuo Jeffrey Chuenhong
C/O BRILLIANT EARTH GROUP, INC.
300 GRANT AVENUE, THIRD FLOOR
SAN FRANCISCO, CA94108
Chief Financial Officer
Signatures
/s/ Jeffrey Kuo 09/28/2021
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Reflects the cancellation for no consideration of Class B Common Stock in connection with the redemption of the Common Units for cash.
( 2 )The Common Units may be redeemed by the Reporting Person at any time for shares of Class A Common Stock on a 1-to-1 basis, and a corresponding number of shares of Class B Common Stock will be forefeited in connection with the redemption. The Common Units have no expiration date.
( 3 )As described in the prospectus filed by the Issuer with the Securities and Exchange Commission, upon the closing of the initial public offering and the underwriters' exercise of the additional shares, the Issuer redeemed the Common Units from the Reporting Person.
( 4 )The Common Units are fully vested.
( 5 )A portion of the Common Units vested immediately upon issuance. The remaining non-vested Common Units vest as to 1/48th of the underlying shares in 31 substantially equal monthly installments, commencing on September 30, 2021, such that the Common Units will become fully vested on March 31, 2024.

Remarks:
Exhibit 24 - Power of Attorney.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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