Sec Form 4 Filing - KAUFFMAN ROBERT I @ Hagerty, Inc. - 2022-04-01

FORM 4 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person KAUFFMAN ROBERT I 2. Issuer Name and Ticker or Trading Symbol Hagerty, Inc. [ HGTY] 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) X __ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below) (Last) (First) (Middle) 105 S. MAPLE STREET 3. Date of Earliest Transaction (MM/DD/YY) 04/01/2022 (Street) ITASCA, IL60143 4. If Amendment, Date Original Filed (MM/DD/YY) 6. Individual or Joint/Group Filing (Check Applicable Line) __ X __ Form filed by One Reporting Person _____ Form filed by More than One Reporting Person (City) (State) (Zip)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1.Title of Security (Instr. 3) 2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4) Code V Amount (A) or (D) Price Class A Common Stock 04/01/2022 A 8,341( 1 ) A $ 0 33,341 D Class A Common Stock 3,500,000( 2 ) I By Aldel LLC( 3 ) Class A Common Stock 2,715,000( 4 ) I By Aldel Investors LLC( 5 )

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) 6. Date Exercisable and Expiration Date (MM/DD/YY) 7. Title and Amount of Underlying Securities (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4) Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares

Reporting Owners Reporting Owner Name / Address Relationships Director 10% Owner Officer Other KAUFFMAN ROBERT I 105 S. MAPLE STREET ITASCA, IL60143 X Signatures /s/ Barbara Matthews, SVP, General Counseland Secretary, by Power of Attorney 04/05/2022 Signature of Reporting Person Date

Explanation of Responses:

( 1 )Respresents shares of Class A Common Stock of Hagerty, Inc. ("Class A Common Stock") underlying Restricted Stock Units ("RSUs") acquired by the Reporting Person under Hagerty, Inc.'s (the "Issuer") 2021 Equity Incentive Plan. The RSUs vest on April 1, 2023, subject to the Reporting Person's continued service with the Issuer, with exceptions for death or disability. ( 2 )Consists of 1,500,000 shares of Class A Common Stock acquired by Aldel LLC as part of the public units ("Public Units") of Aldel Financial Inc. ("Aldel") in connection with Aldel's initial public offering in April 2021 (the "Aldel IPO"), and 2,000,000 shares of Class A Common Stock acquired by Aldel LLC as part of the PIPE transaction (the "PIPE Units") in connection with Aldel's initial business combination completed in December 2021 (the "Business Combination"). Each Public Unit was purchased for $10.00 per share and consists of one share of Class A Common Stock and one-half of one Public Warrant to purchase one share of Class A Common Stock at an exercise price of $11.50 per share. Each PIPE Unit was purchased for $10.00 per share and consists of one share of Class A Common Stock and 18% of one PIPE Warrant to purchase one share of Class A Common Stock at an exercise price of $11.50 per share. ( 3 )Held by Aldel LLC. Mr. Kauffman is the manager of Aldel LLC and has voting and investment discretion with respect to the shares of common stock held of record by Aldel LLC. Mr. Kauffman disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. ( 4 )Consists of 515,000 shares of Class A Common Stock acquired by Aldel Investors LLC as part of a private placement in connection with the Aldel IPO (the "Private Units"), and 2,200,000 shares of Class A Common Stock which were converted from Aldel's common stock on a one-for-one basis at the closing of the Business Combination. Each Private Unit was purchased for $10.00 per share and consists of one share of Class A Common Stock and one-half of one Private Placement Warrant to purchase one share of Class A Common Stock at an exercise price of $11.50 per share. ( 5 )Held by Aldel Investors LLC. Mr. Kauffman is the manager of Aldel Investors LLC and has voting and investment discretion with respect to the shares of common stock held of record by Aldel Investors LLC. Mr. Kauffman disclaims beneficial ownership of the reported securities except to the extent of hispecuniary interest therein.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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