Sec Form 4 Filing - RIGGS RORY B @ Royalty Pharma plc - 2021-12-28

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
RIGGS RORY B
2. Issuer Name and Ticker or Trading Symbol
Royalty Pharma plc [ RPRX]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director _____ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
C/O ROYALTY PHARMA PLC, 110 E. 59TH STREET
3. Date of Earliest Transaction (MM/DD/YY)
12/28/2021
(Street)
NEW YORK, NY10022
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Class A Ordinary Shares 12/28/2021 J( 1 ) 3,212 A 625,610 D
Class A Ordinary Shares 12/28/2021 J( 3 ) 42,138 A 667,748 D
Class A Ordinary Shares 12/28/2021 J( 4 ) 150,997 D 349,552 I By New Ventures Select
Class A Ordinary Shares 12/28/2021 J( 5 ) 707,155 D 1,142,415 I By New Ventures I LLC
Class A Ordinary Shares 12/28/2021 J( 6 ) 407,400 D 708,245 I By New Ventures III LLC
Class A Ordinary Shares 12/28/2021 S 47,578 D $ 40.2054( 7 ) 301,974 I By New Ventures Select
Class A Ordinary Shares 12/28/2021 S 26,677 D $ 40.2054( 7 ) 1,115,738 I By New Ventures I LLC
Class A Ordinary Shares 12/28/2021 S 35,193 D $ 40.2058( 8 ) 673,052 I By New Ventures III LLC
Class A Ordinary Shares 12/29/2021 S 75,000 D $ 40.0047( 9 ) 592,748 D
Class A Ordinary Shares 15,000 I By Spouse
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
RIGGS RORY B
C/O ROYALTY PHARMA PLC
110 E. 59TH STREET
NEW YORK, NY10022
X
Signatures
/s/ Jason Mehar, as Attorney-in-Fact for Rory B. Riggs 12/30/2021
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Pro rata distribution from New Ventures Select, of which the Reporting Person has voting and investment control.
( 2 )Pro rata distribution from a limited liability company of which the Reporting Person is a member.
( 3 )Pro rata distribution from New Ventures I LLC, of which the Reporting Person has voting and investment control.
( 4 )New Ventures Select distributed these shares to its members on a pro rata basis, for no consideration.
( 5 )New Ventures I LLC distributed these shares to its members on a pro rata basis, for no consideration.
( 6 )New Ventures III LLC distributed these shares to its members on a pro rata basis, for no consideration.
( 7 )The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.05 to $40.57 per share. The holder undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
( 8 )The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.02 to $40.57 per share. The holder undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
( 9 )The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.85 to $40.29 per share. The holder undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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