Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(
e.g.
, puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Transaction Date (MM/DD/YY)
|
3A. Deemed Execution Date, if any (MM/DD/YY)
|
4. Transaction Code
(Instr. 8)
|
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
|
6. Date Exercisable and Expiration Date
(MM/DD/YY)
|
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
|
8. Price of Derivative Security
(Instr. 5)
|
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
|
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
|
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
|
Code
|
V
|
(A)
|
(D)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Warrant |
$
0.26 |
04/21/2021 |
|
J(
1
) |
|
|
533,287 |
09/27/2021 |
03/27/2025 |
Class B Subordinate Voting Shares |
533,827 |
(
2
) |
0 |
I |
By Gotham Green Fund I, L.P. (
3
) |
Warrant |
$
0.26 |
04/21/2021 |
|
J(
1
) |
|
|
106,657 |
05/31/2021 |
02/25/2026 |
Class B Subordinate Voting Shares |
106,657 |
(
2
) |
0 |
I |
By Gotham Green Fund I, L.P. (
4
) |
Warrant |
$
0.2 |
04/21/2021 |
|
J(
1
) |
|
|
277,309 |
03/14/2022 |
09/14/2025 |
Class B Subordinate Voting Shares |
277,309 |
(
2
) |
0 |
I |
By Gotham Green Fund I, L.P. (
4
) |
Warrant |
$
0.1608 |
04/21/2021 |
|
J(
1
) |
|
|
689,663 |
09/27/2021 |
01/11/2026 |
Class B Subordinate Voting Shares |
689,663 |
(
2
) |
0 |
I |
By Gotham Green Fund I, L.P. (
4
) |
Warrant |
$
0.26 |
04/21/2021 |
|
J(
1
) |
|
|
2,133,480 |
09/27/2021 |
03/27/2025 |
Class B Subordinate Voting Shares |
2,133,480 |
(
2
) |
0 |
I |
By Gotham Green Fund 1(Q), L.P. (
4
) |
Warrant |
$
0.26 |
04/21/2021 |
|
J(
1
) |
|
|
426,696 |
10/24/2021 |
04/24/2025 |
Class B Subordinate Voting Shares |
426,696 |
(
2
) |
0 |
I |
By Gotham Green Fund 1(Q), L.P. (
4
) |
Warrant |
$
0.2 |
04/21/2021 |
|
J(
1
) |
|
|
1,109,410 |
03/14/2022 |
09/14/2025 |
Class B Subordinate Voting Shares |
1,109,410 |
(
2
) |
0 |
I |
By Gotham Green Fund 1(Q), L.P. (
4
) |
Warrant |
$
0.1608 |
04/21/2021 |
|
J(
1
) |
|
|
2,759,083 |
09/27/2021 |
01/11/2026 |
Class B Subordinate Voting Shares |
2,759,083 |
(
2
) |
0 |
I |
By Gotham Green Fund 1(Q), L.P. (
4
) |
Warrant |
$
0.26 |
04/21/2021 |
|
J(
1
) |
|
|
1,481,399 |
09/27/2021 |
03/27/2025 |
Class B Subordinate Voting Shares |
1,481,399 |
(
2
) |
0 |
I |
By Gotham Green Fund II, L.P. (
4
) |
Warrant |
$
0.26 |
04/21/2021 |
|
J(
1
) |
|
|
296,280 |
10/24/2020 |
04/24/2025 |
Class B Subordinate Voting Shares |
296,280 |
(
2
) |
0 |
I |
By Gotham Green Fund II, L.P. (
4
) |
Warrant |
$
0.2 |
04/21/2021 |
|
J(
1
) |
|
|
770,328 |
03/14/2022 |
09/14/2025 |
Class B Subordinate Voting Shares |
770,328 |
(
2
) |
0 |
I |
By Gotham Green Fund II, L.P. (
4
) |
Warrant |
$
0.1608 |
04/21/2021 |
|
J(
1
) |
|
|
1,915,792 |
09/27/2021 |
01/11/2026 |
Class B Subordinate Voting Shares |
1,915,792 |
(
2
) |
0 |
I |
By Gotham Green Fund II, L.P. (
4
) |
Warrant |
$
0.26 |
04/21/2021 |
|
J(
1
) |
|
|
8,622,266 |
09/27/2021 |
03/27/2025 |
Class B Subordinate Voting Shares |
8,622,266 |
(
2
) |
0 |
I |
By Gotham Green Fund II(Q), L.P. (
4
) |
Warrant |
$
0.26 |
04/21/2021 |
|
J(
1
) |
|
|
1,724,453 |
10/24/2021 |
04/24/2025 |
Class B Subordinate Voting Shares |
1,724,453 |
(
2
) |
0 |
I |
By Gotham Green Fund II(Q), L.P. (
4
) |
Warrant |
$
0.2 |
04/21/2021 |
|
J(
1
) |
|
|
4,483,579 |
03/14/2022 |
09/14/2025 |
Class B Subordinate Voting Shares |
4,483,579 |
(
2
) |
0 |
I |
By Gotham Green Fund II(Q), L.P. (
4
) |
Warrant |
$
0.1608 |
04/21/2021 |
|
J(
1
) |
|
|
11,150,582 |
09/27/2021 |
01/11/2026 |
Class B Subordinate Voting Shares |
11,150,582 |
(
2
) |
0 |
I |
By Gotham Green Fund II(Q), L.P. (
4
) |
Warrant |
$
0.26 |
04/21/2021 |
|
J(
1
) |
|
|
15,625,000 |
09/27/2021 |
03/27/2025 |
Class B Subordinate Voting Shares |
15,625,000 |
(
2
) |
0 |
I |
By Gotham Green Partners SPV IV, L.P. (
4
) |
Warrant |
$
0.26 |
04/21/2021 |
|
J(
1
) |
|
|
3,125,000 |
10/24/2021 |
04/24/2025 |
Class B Subordinate Voting Shares |
3,125,000 |
(
2
) |
0 |
I |
By Gotham Green Partners SPV IV, L.P. (
4
) |
Warrant |
$
0.2 |
04/21/2021 |
|
J(
1
) |
|
|
8,125,000 |
03/14/2022 |
09/14/2025 |
Class B Subordinate Voting Shares |
8,125,000 |
(
2
) |
0 |
I |
By Gotham Green Partners SPV IV, L.P. (
4
) |
Warrant |
$
0.1608 |
04/21/2021 |
|
J(
1
) |
|
|
20,206,734 |
09/27/2021 |
01/11/2026 |
Class B Subordinate Voting Shares |
20,206,734 |
(
2
) |
0 |
I |
By Gotham Green Partners SPV IV, L.P. (
4
) |
|