Sec Form 4 Filing - Gotham Green Partners LLC @ MedMen Enterprises, Inc. - 2021-04-21

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Gotham Green Partners LLC
2. Issuer Name and Ticker or Trading Symbol
MedMen Enterprises, Inc. [ MMNFF]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director X __ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
1437 4TH STREET
3. Date of Earliest Transaction (MM/DD/YY)
04/21/2021
(Street)
SANTA MONICA, CA90401
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Warrant $ 0.26 04/21/2021 J( 1 ) 533,287 09/27/2021 03/27/2025 Class B Subordinate Voting Shares 533,827 ( 2 ) 0 I By Gotham Green Fund I, L.P. ( 3 )
Warrant $ 0.26 04/21/2021 J( 1 ) 106,657 05/31/2021 02/25/2026 Class B Subordinate Voting Shares 106,657 ( 2 ) 0 I By Gotham Green Fund I, L.P. ( 4 )
Warrant $ 0.2 04/21/2021 J( 1 ) 277,309 03/14/2022 09/14/2025 Class B Subordinate Voting Shares 277,309 ( 2 ) 0 I By Gotham Green Fund I, L.P. ( 4 )
Warrant $ 0.1608 04/21/2021 J( 1 ) 689,663 09/27/2021 01/11/2026 Class B Subordinate Voting Shares 689,663 ( 2 ) 0 I By Gotham Green Fund I, L.P. ( 4 )
Warrant $ 0.26 04/21/2021 J( 1 ) 2,133,480 09/27/2021 03/27/2025 Class B Subordinate Voting Shares 2,133,480 ( 2 ) 0 I By Gotham Green Fund 1(Q), L.P. ( 4 )
Warrant $ 0.26 04/21/2021 J( 1 ) 426,696 10/24/2021 04/24/2025 Class B Subordinate Voting Shares 426,696 ( 2 ) 0 I By Gotham Green Fund 1(Q), L.P. ( 4 )
Warrant $ 0.2 04/21/2021 J( 1 ) 1,109,410 03/14/2022 09/14/2025 Class B Subordinate Voting Shares 1,109,410 ( 2 ) 0 I By Gotham Green Fund 1(Q), L.P. ( 4 )
Warrant $ 0.1608 04/21/2021 J( 1 ) 2,759,083 09/27/2021 01/11/2026 Class B Subordinate Voting Shares 2,759,083 ( 2 ) 0 I By Gotham Green Fund 1(Q), L.P. ( 4 )
Warrant $ 0.26 04/21/2021 J( 1 ) 1,481,399 09/27/2021 03/27/2025 Class B Subordinate Voting Shares 1,481,399 ( 2 ) 0 I By Gotham Green Fund II, L.P. ( 4 )
Warrant $ 0.26 04/21/2021 J( 1 ) 296,280 10/24/2020 04/24/2025 Class B Subordinate Voting Shares 296,280 ( 2 ) 0 I By Gotham Green Fund II, L.P. ( 4 )
Warrant $ 0.2 04/21/2021 J( 1 ) 770,328 03/14/2022 09/14/2025 Class B Subordinate Voting Shares 770,328 ( 2 ) 0 I By Gotham Green Fund II, L.P. ( 4 )
Warrant $ 0.1608 04/21/2021 J( 1 ) 1,915,792 09/27/2021 01/11/2026 Class B Subordinate Voting Shares 1,915,792 ( 2 ) 0 I By Gotham Green Fund II, L.P. ( 4 )
Warrant $ 0.26 04/21/2021 J( 1 ) 8,622,266 09/27/2021 03/27/2025 Class B Subordinate Voting Shares 8,622,266 ( 2 ) 0 I By Gotham Green Fund II(Q), L.P. ( 4 )
Warrant $ 0.26 04/21/2021 J( 1 ) 1,724,453 10/24/2021 04/24/2025 Class B Subordinate Voting Shares 1,724,453 ( 2 ) 0 I By Gotham Green Fund II(Q), L.P. ( 4 )
Warrant $ 0.2 04/21/2021 J( 1 ) 4,483,579 03/14/2022 09/14/2025 Class B Subordinate Voting Shares 4,483,579 ( 2 ) 0 I By Gotham Green Fund II(Q), L.P. ( 4 )
Warrant $ 0.1608 04/21/2021 J( 1 ) 11,150,582 09/27/2021 01/11/2026 Class B Subordinate Voting Shares 11,150,582 ( 2 ) 0 I By Gotham Green Fund II(Q), L.P. ( 4 )
Warrant $ 0.26 04/21/2021 J( 1 ) 15,625,000 09/27/2021 03/27/2025 Class B Subordinate Voting Shares 15,625,000 ( 2 ) 0 I By Gotham Green Partners SPV IV, L.P. ( 4 )
Warrant $ 0.26 04/21/2021 J( 1 ) 3,125,000 10/24/2021 04/24/2025 Class B Subordinate Voting Shares 3,125,000 ( 2 ) 0 I By Gotham Green Partners SPV IV, L.P. ( 4 )
Warrant $ 0.2 04/21/2021 J( 1 ) 8,125,000 03/14/2022 09/14/2025 Class B Subordinate Voting Shares 8,125,000 ( 2 ) 0 I By Gotham Green Partners SPV IV, L.P. ( 4 )
Warrant $ 0.1608 04/21/2021 J( 1 ) 20,206,734 09/27/2021 01/11/2026 Class B Subordinate Voting Shares 20,206,734 ( 2 ) 0 I By Gotham Green Partners SPV IV, L.P. ( 4 )
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Gotham Green Partners LLC
1437 4TH STREET
SANTA MONICA, CA90401
X
Signatures
/s/ Jason Adler, Managing Member 04/21/2021
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Warrant cancelled for no consideration pursuant to its terms.
( 2 )Not applicable.
( 3 )Gotham Green Partners, LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1, LLC is the general partner of Gotham Green Fund 1, L.P. and Gotham Green Fund 1 (Q), L.P. Gotham Green GP II, LLC is the general partner to Gotham Green Fund II, L.P. and Gotham Green Fund II (Q), L.P. Gotham Green Partners SPV IV GP, LLC is the general partner of Gotham Green Partners SPV IV, L.P., and Gotham Green Partners SPV VI GP, LLC is the general partner of Gotham Green Partners SPV VI, L.P.
( 4 )See footnote 3.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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