Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(
e.g.
, puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Transaction Date (MM/DD/YY)
|
3A. Deemed Execution Date, if any (MM/DD/YY)
|
4. Transaction Code
(Instr. 8)
|
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
|
6. Date Exercisable and Expiration Date
(MM/DD/YY)
|
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
|
8. Price of Derivative Security
(Instr. 5)
|
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
|
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
|
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
|
Code
|
V
|
(A)
|
(D)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Convertible Note (
1
) |
$
1.28 |
01/11/2021 |
|
H(
2
) |
|
|
8,401 |
10/29/2019 |
04/23/2022 |
Class B Subordinate Voting Shares |
8,401 |
(
3
) |
0 |
I (
4
) |
By Gotham Green Fund II LP. (
5
) |
Convertible Note (
6
) |
$
0.17 |
01/11/2021 |
|
J(
7
) |
|
567,107 |
|
(
7
) |
04/23/2022 |
Class B Subordinate Voting Shares |
567,107 |
(
3
) |
567,107 |
I |
By Gotham Green Fund II LP. (
5
) |
Convertible Note (
6
) |
$
0.17 |
01/11/2021 |
|
J(
8
) |
|
278,699 |
|
07/02/2021 |
04/23/2022 |
Class B Subordinate Voting Shares |
278,699 |
(
3
) |
278,699 |
I |
By Gotham Green Fund II LP. (
5
) |
Convertible Note (
6
) |
$
0.1608 |
01/11/2021 |
|
J(
9
) |
|
2,034,734 |
|
01/11/2021 |
04/23/2022 |
Class B Subordinate Voting Shares |
2,034,734 |
(
3
) |
2,034,734 |
I |
By Gotham Green Fund II LP. (
5
) |
Convertible Note (
6
) |
$
0.34 |
01/11/2021 |
|
H(
10
) |
|
|
1,506,261 |
06/30/2020 |
04/23/2022 |
Class B Subordinate Voting Shares |
1,506,261 |
(
3
) |
3,064,993 |
I |
By Gotham Green Fund II(Q) LP. (
5
) |
Convertible Note (
6
) |
$
0.34 |
01/11/2021 |
|
J(
11
) |
|
1,506,261 |
|
07/02/2021 |
04/23/2022 |
Class B Subordinate Voting Shares |
1,506,261 |
(
3
) |
1,506,261 |
I |
By Gotham Green Fund II(Q) LP. (
5
) |
Convertible Note (
6
) |
$
0.26 |
01/11/2021 |
|
H(
12
) |
|
|
1,419,779 |
03/27/2020 |
04/23/2022 |
Class B Subordinate Voting Shares |
1,419,779 |
(
3
) |
0 |
I |
By Gotham Green Fund II(Q) LP. (
5
) |
Convertible Note (
6
) |
$
0.1529 |
01/11/2021 |
|
J(
13
) |
|
2,245,948 |
|
03/27/2020 |
04/23/2022 |
Class B Subordinate Voting Shares |
2,245,948 |
(
3
) |
2,245,948 |
I |
By Gotham Green Fund II(Q) LP. (
5
) |
Convertible Note (
6
) |
$
0.1529 |
01/11/2021 |
|
J(
14
) |
|
1,100,303 |
|
07/02/2021 |
04/23/2022 |
Class B Subordinate Voting Shares |
1,100,303 |
(
3
) |
1,100,303 |
I |
By Gotham Green Fund II(Q) LP. (
5
) |
Convertible Note (
6
) |
$
0.26 |
01/11/2021 |
|
H(
12
) |
|
|
207,794 |
04/24/2020 |
04/23/2022 |
Class B Subordinate Voting Shares |
207,794 |
(
3
) |
0 |
I |
By Gotham Green Fund II(Q) LP. (
5
) |
Convertible Note (
6
) |
$
0.1529 |
01/11/2021 |
|
J(
13
) |
|
327,671 |
|
04/24/2020 |
04/23/2022 |
Class B Subordinate Voting Shares |
327,671 |
(
3
) |
327,671 |
I |
By Gotham Green Fund II(Q) LP. (
5
) |
Convertible Note (
6
) |
$
0.1529 |
01/11/2021 |
|
J(
14
) |
|
161,031 |
|
07/02/2021 |
04/23/2022 |
Class B Subordinate Voting Shares |
161,031 |
(
3
) |
161,031 |
I |
By Gotham Green Fund II(Q) LP. (
5
) |
Convertible Note (
6
) |
$
0.2845 |
01/11/2021 |
|
H(
10
) |
|
|
1,673,793 |
09/14/2021 |
04/23/2022 |
Class B Subordinate Voting Shares |
1,673,793 |
(
3
) |
0 |
I |
By Gotham Green Fund II(Q) LP. (
5
) |
Convertible Note (
6
) |
$
0.2845 |
01/11/2021 |
|
J(
11
) |
|
1,673,793 |
|
07/02/2021 |
04/23/2022 |
Class B Subordinate Voting Shares |
1,673,793 |
(
3
) |
1,673,793 |
I |
By Gotham Green Fund II(Q) LP. (
5
) |
Convertible Note (
6
) |
$
0.26 |
01/11/2021 |
|
H(
12
) |
|
|
32,133,921 |
09/14/2021 |
04/23/2022 |
Class B Subordinate Voting Shares |
32,133,921 |
(
3
) |
0 |
I |
By Gotham Green Fund II(Q) LP. (
5
) |
Convertible Note (
6
) |
$
0.1529 |
01/11/2021 |
|
J(
14
) |
|
52,773,727 |
|
07/02/2021 |
04/23/2022 |
Class B Subordinate Voting Shares |
52,773,727 |
(
3
) |
52,773,727 |
I |
By Gotham Green Fund II(Q) LP. (
5
) |
Convertible Note (
6
) |
$
0.34 |
01/11/2021 |
|
H(
10
) |
|
|
65,256,930 |
09/14/2021 |
04/23/2022 |
Class B Subordinate Voting Shares |
65,256,930 |
(
3
) |
0 |
I |
By Gotham Green Fund II(Q) LP. (
5
) |
Convertible Note (
6
) |
$
0.34 |
01/11/2021 |
|
J(
11
) |
|
62,343,742 |
|
07/02/2021 |
04/23/2022 |
Class B Subordinate Voting Shares |
62,343,742 |
(
3
) |
62,343,742 |
I |
By Gotham Green Fund II(Q) LP. (
5
) |
Convertible Note (
6
) |
$
0.2 |
01/11/2021 |
|
H(
12
) |
|
|
10,666,998 |
09/14/2021 |
04/23/2022 |
Class B Subordinate Voting Shares |
10,666,998 |
(
3
) |
0 |
I |
By Gotham Green Fund II(Q) LP. (
5
) |
Convertible Note (
6
) |
$
0.1529 |
01/11/2021 |
|
J(
14
) |
|
13,330,025 |
|
07/02/2021 |
04/23/2022 |
Class B Subordinate Voting Shares |
13,330,025 |
(
3
) |
13,330,025 |
I |
By Gotham Green Fund II(Q) LP. (
5
) |
Convertible Note (
6
) |
$
2.55 |
01/11/2021 |
|
H(
2
) |
|
|
2,694,009 |
09/14/2021 |
04/23/2022 |
Class B Subordinate Voting Shares |
2,694,009 |
(
3
) |
0 |
I |
By Gotham Green Fund II(Q) LP. (
5
) |
Convertible Note (
6
) |
$
2.17 |
01/11/2021 |
|
H(
2
) |
|
|
779,000 |
09/14/2021 |
04/23/2022 |
Class B Subordinate Voting Shares |
779,000 |
(
3
) |
0 |
I |
By Gotham Green Fund II(Q) LP. (
5
) |
Convertible Note (
6
) |
$
0.778 |
01/11/2021 |
|
H(
2
) |
|
|
2,764,995 |
09/14/2021 |
04/23/2022 |
Class B Subordinate Voting Shares |
2,764,995 |
(
3
) |
0 |
I |
By Gotham Green Fund II(Q) LP. (
5
) |
Convertible Note (
6
) |
$
1.28 |
01/11/2021 |
|
H(
2
) |
|
|
965,405 |
09/14/2021 |
04/23/2022 |
Class B Subordinate Voting Shares |
965,405 |
(
3
) |
0 |
I |
By Gotham Green Fund II(Q) LP. (
5
) |
Convertible Note (
6
) |
$
0.17 |
01/11/2021 |
|
J(
8
) |
|
67,139,415 |
|
07/02/2021 |
04/23/2022 |
Class B Subordinate Voting Shares |
67,139,415 |
(
3
) |
67,139,415 |
I |
By Gotham Green Fund II(Q) LP. (
5
) |
|