Sec Form 4 Filing - Gotham Green Partners LLC @ MedMen Enterprises, Inc. - 2021-01-11

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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Gotham Green Partners LLC
2. Issuer Name and Ticker or Trading Symbol
MedMen Enterprises, Inc. [ MMNFF]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director X __ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
1437 4TH STREET
3. Date of Earliest Transaction (MM/DD/YY)
01/11/2021
(Street)
SANTA MONICA, CA90401
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Warrant ( 1 ) $ 3.159 01/11/2021 H( 2 ) 5,267 07/12/2019 07/12/2022 Class B Subordinate Voting Shares 5,267 ( 3 ) 36,869 I ( 4 ) By Gotham Green Fund I LP. ( 5 )
Warrant ( 6 ) $ 3.645 01/11/2021 H( 2 ) 1,522 07/12/2019 07/12/2022 Class B Subordinate Voting Shares 1,522 ( 3 ) 10,651 I By Gotham Green Fund I LP. ( 5 )
Warrant ( 6 ) $ 3.718 01/11/2021 H( 2 ) 10,085 04/23/2019 04/23/2022 Class B Subordinate Voting Shares 10,085 ( 3 ) 70,593 I By Gotham Green Fund I LP. ( 5 )
Warrant ( 6 ) $ 4.29 01/11/2021 H( 2 ) 2,913 04/23/2019 04/23/2022 Class B Subordinate Voting Shares 2,913 ( 3 ) 20,394 I By Gotham Green Fund I LP. ( 5 )
Warrant ( 6 ) $ 3.718 01/11/2021 H( 2 ) 7,816 05/22/2019 05/22/2022 Class B Subordinate Voting Shares 7,816 ( 3 ) 54,710 I By Gotham Green Fund I LP. ( 5 )
Warrant ( 6 ) $ 4.29 01/11/2021 H( 2 ) 2,258 05/22/2019 05/22/2022 Class B Subordinate Voting Shares 2,258 ( 3 ) 15,805 I By Gotham Green Fund I LP. ( 5 )
Warrant ( 6 ) $ 0.1608 01/11/2021 J( 7 ) 3,938,841 01/11/2021 01/11/2026 Class B Subordinate Voting Shares 3,938,841 ( 3 ) 3,938,841 I By Gotham Green Fund I LP. ( 5 )
Warrant ( 6 ) $ 0.1608 01/11/2021 J( 7 ) 689,663 09/27/2021( 8 ) 01/11/2026 Class B Subordinate Voting Shares 689,663 ( 3 ) 689,663 I By Gotham Green Fund I LP. ( 5 )
Warrant ( 6 ) $ 3.159 01/11/2021 H( 2 ) 21,071 07/12/2019 07/12/2022 Class B Subordinate Voting Shares 21,071 ( 3 ) 147,500 I By Gotham Green Fund 1(Q) LP ( 5 )
Warrant ( 6 ) $ 3.645 01/11/2021 H( 2 ) 6,087 07/12/2019 07/12/2022 Class B Subordinate Voting Shares 6,087 ( 3 ) 42,611 I By Gotham Green Fund 1(Q) LP ( 5 )
Warrant ( 6 ) $ 3.718 01/11/2021 H( 2 ) 40,346 04/23/2019 04/23/2022 Class B Subordinate Voting Shares 40,346 ( 3 ) 282,418 I By Gotham Green Fund 1(Q) LP ( 5 )
Warrant ( 6 ) $ 4.29 01/11/2021 H( 2 ) 11,655 04/23/2019 04/23/2022 Class B Subordinate Voting Shares 11,655 ( 3 ) 81,588 I By Gotham Green Fund 1(Q) LP ( 5 )
Warrant ( 6 ) $ 3.718 01/11/2021 H( 2 ) 31,268 05/22/2019 05/22/2022 Class B Subordinate Voting Shares 31,268 ( 3 ) 218,874 I By Gotham Green Fund 1(Q) LP ( 5 )
Warrant ( 6 ) $ 4.29 01/11/2021 H( 2 ) 9,033 05/22/2019 05/22/2022 Class B Subordinate Voting Shares 9,033 ( 3 ) 63,230 I By Gotham Green Fund 1(Q) LP ( 5 )
Warrant ( 6 ) $ 0.1608 01/11/2021 J( 7 ) 15,757,826 01/11/2021 01/11/2026 Class B Subordinate Voting Shares 15,757,826 ( 3 ) 15,757,826 I By Gotham Green Fund 1(Q) LP ( 5 )
Warrant ( 6 ) $ 0.1608 01/11/2021 J( 7 ) 2,759,083 09/27/2021( 8 ) 01/11/2026 Class B Subordinate Voting Shares 2,759,083 ( 3 ) 2,759,083 I By Gotham Green Fund 1(Q) LP ( 5 )
Warrant ( 6 ) $ 3.159 01/11/2021 H( 2 ) 11,585 07/12/2019 07/12/2022 Class B Subordinate Voting Shares 11,585 ( 3 ) 81,097 I By Gotham Green Fund II LP ( 5 )
Warrant ( 6 ) $ 3.645 01/11/2021 H( 2 ) 3,347 07/12/2019 07/22/2022 Class B Subordinate Voting Shares 3,347 ( 3 ) 23,428 I By Gotham Green Fund II LP ( 5 )
Warrant ( 6 ) $ 3.718 01/11/2021 H( 2 ) 177,458 04/23/2019 04/23/2022 Class B Subordinate Voting Shares 177,458 ( 3 ) 155,276 I By Gotham Green Fund II LP ( 5 )
Warrant ( 6 ) $ 4.29 01/11/2021 H( 2 ) 51,266 04/23/2019 04/23/2022 Class B Subordinate Voting Shares 51,266 ( 3 ) 44,858 I By Gotham Green Fund II LP ( 5 )
Warrant ( 6 ) $ 3.718 01/11/2021 H( 2 ) 17,191 05/22/2019 05/22/2022 Class B Subordinate Voting Shares 17,191 ( 3 ) 120,339 I By Gotham Green Fund II LP ( 5 )
Warrant ( 6 ) $ 4.29 01/11/2021 H( 2 ) 4,966 05/22/2019 05/22/2022 Class B Subordinate Voting Shares 4,966 ( 3 ) 34,765 I By Gotham Green Fund II LP ( 5 )
Warrant ( 6 ) $ 1.0111 01/11/2021 H( 2 ) 47,581 11/27/2019 11/27/2022 Class B Subordinate Voting Shares 47,581 ( 3 ) 333,065 I By Gotham Green Fund II LP ( 5 )
Warrant ( 6 ) $ 1.1667 01/11/2021 H( 2 ) 13,746 11/27/2019 11/27/2022 Class B Subordinate Voting Shares 13,746 ( 3 ) 96,218 I By Gotham Green Fund II LP ( 5 )
Warrant ( 6 ) $ 0.1608 01/11/2021 J( 7 ) 2,034,734 01/11/2021 01/11/2026 Class B Subordinate Voting Shares 2,034,734 ( 3 ) 2,034,734 I By Gotham Green Fund II LP ( 5 )
Warrant ( 6 ) $ 0.1608 01/11/2021 J( 7 ) 1,915,792 09/27/2021( 8 ) 01/11/2026 Class B Subordinate Voting Shares 1,915,792 ( 3 ) 1,915,792 I By Gotham Green Fund II LP ( 5 )
Warrant ( 6 ) $ 3.159 01/11/2021 H( 2 ) 154,321 07/12/2019 07/12/2022 Class B Subordinate Voting Shares 154,321 ( 3 ) 1,080,247 I Gotham Green Partners IV, L.P. ( 5 )
Warrant ( 6 ) $ 3.645 01/11/2021 H( 2 ) 44,582 07/12/2019 07/12/2022 Class B Subordinate Voting Shares 44,582 ( 3 ) 312,071 I Gotham Green Partners IV, L.P. ( 5 )
Warrant ( 6 ) $ 3.718 01/11/2021 H( 2 ) 524,476 05/22/2019 05/22/2022 Class B Subordinate Voting Shares 52,476 ( 3 ) 3,671,328 I Gotham Green Partners IV, L.P. ( 5 )
Warrant ( 6 ) $ 4.29 01/11/2021 H( 2 ) 151,515 05/22/2019 05/22/2022 Class B Subordinate Voting Shares 151,515 ( 3 ) 1,060,606 I Gotham Green Partners IV, L.P. ( 5 )
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Gotham Green Partners LLC
1437 4TH STREET
SANTA MONICA, CA90401
X
Signatures
/s/ Jason Adler, Managing Member 02/12/2021
Signature of Reporting Person Date
Explanation of Responses:
( 1 )As disclosed in a Current Report on Form 8-K filed by MedMen Enterprises Inc. (the "Issuer") on January 15, 2021, pursuant to a Third Amended and Restated Securities Purchase Agreement dated January 11, 2021 (the "Amended Facility"), the Reporting Person and its affiliates were issued additional Convertible Notes in an aggregate principal amount of $10.0 million with a conversion price of $0.1608 per share and an aggregate of 62,174,567 share purchase warrants with an exercise price of $0.1608 per share. Furthermore, the conversion prices and exercisability dates of certain Convertible Notes were amended, conversion prices of certain Convertible Notes were adjusted pursuant to existing down round adjustment provisions, and portions of certain warrants were cancelled.
( 2 )Pursuant to the Amended Facility, a portion of the shares underlying this warrant was cancelled.
( 3 )Not applicable.
( 4 )Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1, LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP 2 LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP. Gotham Green Partners SPV IV GP, LLC is the general partner of Gotham Green Partners SPV IV, L.P., and Gotham Green Partners SPV VI GP, LLC is the general partner of Gotham Green Partners SPV VI, L.P.
( 5 )See footnote 4.
( 6 )See footnote 1.
( 7 )This warrant was issued pursuant to the Amended Facility. See footnote (1).
( 8 )This warrant becomes exercisable in certain amounts beginning on September 27, 2021.

Remarks:
This is one of nine Form 4s filed on February 12, 2021.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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