Sec Form 4/A Filing - Vogel Stephen A @ Microvast Holdings, Inc. - 2022-04-11

Insider filing report for Changes in Beneficial Ownership
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FORM 4/A
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Vogel Stephen A
2. Issuer Name and Ticker or Trading Symbol
Microvast Holdings, Inc. [ MVST]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director _____ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
12603 SOUTHWEST FREEWAY, SUITE 210
3. Date of Earliest Transaction (MM/DD/YY)
04/11/2022
(Street)
STAFFORD, TX77477
4. If Amendment, Date Original Filed (MM/DD/YY)
04/13/2022
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 04/11/2022 J( 1 ) 5,404,320 D 0 I By Tuscan Holdings Acquisition LLC( 2 )
Common Stock 04/11/2022 J( 1 ) 3,849,070 A 4,017,720 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Warrants $ 11.5 04/11/2022 J( 3 ) 391,012 08/23/2021 07/23/2026 Common Stock 391,012 ( 3 ) 0 I By Tuscan Holdings Acquisition LLC( 2 )
Warrants $ 11.5 04/11/2022 J( 3 ) 512 08/23/2021 07/23/2026 Common Stock 512 ( 3 ) 150,512 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Vogel Stephen A
12603 SOUTHWEST FREEWAY, SUITE 210
STAFFORD, TX77477
X
Signatures
/s/ Sarah Alexander, attorney-in-fact 06/28/2022
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Represents a transfer of an aggregate of 5,404,320 shares of common stock held by Tuscan Holdings Acquisition LLC, a Delaware limited liability company (the "Sponsor") in a pro rata distribution to its members, including 3,849,070 shares of common stock to the Reporting Person. As a member of the Sponsor who was entitled to a distribution of private placement shares in accordance with the Sponsor's operating agreement, the Reporting Person previously may have been deemed to be an indirect beneficial owner of the securities previously held directly by the Sponsor.
( 2 )The Reporting Person is the sole managing member of this entity.
( 3 )Represents a transfer of an aggregate of 391,012 warrants previously held by the Sponsor in a pro rata distribution to its members, including 512 warrants to the Reporting Person. As a member of the Sponsor who was entitled to a distribution of private placement warrants in accordance with the Sponsor's operating agreement, the Reporting Person previously may have been deemed to be an indirect beneficial owner of the securities previously held directly by the Sponsor.

Remarks:
1. The original Form 4, filed on April 13, 2022, is amended by this form solely to correct an administrative error which incorrectly calculated the number of shares of common stock and warrants received by the reporting person from the Sponsor following the distribution described herein.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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