Sec Form 4 Filing - Heng Jun Hong @ Luminar Technologies, Inc./DE - 2022-05-10

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Heng Jun Hong
2. Issuer Name and Ticker or Trading Symbol
Luminar Technologies, Inc./DE [ LAZR]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director _____ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
C/O LUMINAR TECHNOLOGIES, INC., 2603 DISCOVERY DRIVE, SUITE 100
3. Date of Earliest Transaction (MM/DD/YY)
05/10/2022
(Street)
ORLANDO, FL32826
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Class A common stock 697,434 I By Crescent Cove Capital II LP( 2 )
Class A common stock 05/10/2022 J( 1 ) 13,056 A $ 0( 1 ) 1,392,643 I By Press Room LLC( 3 )
Class A common stock 05/12/2022 J( 4 ) 300,000 D $ 0( 4 ) 1,092,643 I By Press Room LLC( 3 )
Class A common stock 358,821 I By Heng Zhao JT Revocable Trust
Class A common stock 05/10/2022 J( 5 ) 517,133 D $ 0( 5 ) 186,772 I By Crescent Cove Opportunity Fund LP( 2 )
Class A common stock 05/10/2022 J( 6 ) 144,033 D $ 0( 6 ) 83,095 I By Crescent Cove Opportunity Foreign Intermediary, LLC( 2 )
Class A common stock 18,559 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Heng Jun Hong
C/O LUMINAR TECHNOLOGIES, INC.
2603 DISCOVERY DRIVE, SUITE 100
ORLANDO, FL32826
X
Signatures
/s/ Jun Hong Heng 05/12/2022
Signature of Reporting Person Date
Explanation of Responses:
( 1 )On May 10, 2022, Press Room LLC received a distribution of 13,056 shares from Crescent Cove Opportunity Foreign Intermediary, LLC for no consideration.
( 2 )Crescent Cove Capital II GP, LLC is the general partner of and Crescent Cove Capital Management, LLC is the investment manager of Crescent Cove Capital II LP. Crescent Cove Opportunity GP, LP is the general partner of and Crescent Cove Advisors, LP is the investment manager of each of Crescent Cove Opportunity Fund LP and Crescent Cove Opportunity Foreign Intermediary, LLC. Mr. Heng is the managing member of each of such general partners and investment managers, and therefore, may be deemed to hold voting and dispositive power over the shares held by Crescent Cove Capital II LP, Crescent Cove Opportunity Fund LP and Crescent Cove Opportunity Foreign Intermediary, LLC.
( 3 )The reporting person manages Press Room LLC and may be deemed to hold voting and dispositive power over the shares held by Press Room LLC. The reporting person disclaims beneficial ownership of the shares held by Press Room LLC.
( 4 )On May 12, 2022, Press Room LLC distributed 300,000 shares to an entity owned and controlled by family members of the reporting person not residing in his household.
( 5 )On May 10, 2022, Crescent Cove Opportunity Fund LP distributed 517,133 shares to its limited partners for no consideration.
( 6 )On May 10, 2022, Crescent Cove Opportunity Foreign Intermediary, LLC distributed 144,033 shares to its limited partners for no consideration, 13,056 shares of which were distributed to Press Room LLC for no consideration.

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* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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