Sec Form 4 Filing - RMG Sponsor, LLC @ RMG Acquisition Corp. - 2019-04-05

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
RMG Sponsor, LLC
2. Issuer Name and Ticker or Trading Symbol
RMG Acquisition Corp. [ RMG]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director X __ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
C/O RMG ACQUISITION CORP., 340 MADISON AVE., 19TH FLOOR
3. Date of Earliest Transaction (MM/DD/YY)
04/05/2019
(Street)
NEW YORK, NY10173
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
_____ Form filed by One Reporting Person
__ X __ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Warrants $ 11.5 04/05/2019 P 25,000 ( 1 ) ( 1 ) Class A Common Stock 25,000 $ 0.92 25,000 I See footnote ( 2 )
Warrants $ 11.5 04/08/2019 P 75,000 ( 1 ) ( 1 ) Class A Common Stock 75,000 $ 0.92 100,000 I See footnote ( 2 )
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
RMG Sponsor, LLC
C/O RMG ACQUISITION CORP.
340 MADISON AVE., 19TH FLOOR
NEW YORK, NY10173
X
MKC Investments LLC
C/O RMG ACQUISITION CORP.
340 MADISON AVE., 19TH FLOOR
NEW YORK, NY10173
X
Carpenter David James
C/O RMG ACQUISITION CORP.
340 MADISON AVE., 19TH FLOOR
NEW YORK, NY10173
X X Chairman
Mancini Robert S.
C/O RMG ACQUISITION CORP.
340 MADISON AVE., 19TH FLOOR
NEW YORK, NY10173
X X Chief Executive Officer
KASSIN PHILIP
C/O RMG ACQUISITION CORP.
340 MADISON AVE., 19TH FLOOR
NEW YORK, NY10173
X X President and COO
Signatures
RMG Sponsor, LLC By: MKC Investments LLC, its sole managing member By: /s/ Philip Kassin, President and Chief Operating Officer 04/09/2019
Signature of Reporting Person Date
MKC Investments LLC By: /s/ Philip Kassin, President and Chief Operating Officer 04/09/2019
Signature of Reporting Person Date
/s/ D. James Carpenter 04/09/2019
Signature of Reporting Person Date
/s/ Robert S. Mancini 04/09/2019
Signature of Reporting Person Date
/s/ Philip Kassin 04/09/2019
Signature of Reporting Person Date
Explanation of Responses:
( 1 )The warrants are not currently exercisable and will only become exercisable on the later of (a) 30 days after the completion of the Issuer's initial business combination and (b) February 12, 2020.
( 2 )Philip Kassin is the record holder of the warrants reported herein. MKC Investments LLC is the sole managing member of RMG Sponsor, LLC, and Messrs. Carpenter, Mancini and Kassin are the managing members of MKC Investments LLC. Each of MKC Investments LLC, RMG Sponsor, LLC and Messrs. Carpenter and Mancini disclaim beneficial ownership over the warrants reported herein.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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