Sec Form 4 Filing - Madsen Julia @ STERIS plc - 2021-06-01

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Madsen Julia
2. Issuer Name and Ticker or Trading Symbol
STERIS plc [ STE]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
Senior VP, Life Sciences
(Last) (First) (Middle)
C/O 70 SIR ROGER'S QUAY
3. Date of Earliest Transaction (MM/DD/YY)
06/01/2021
(Street)
DUBLIN, L22
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Ordinary Shares 06/01/2021 D 107 ( 1 ) D $ 188.43 4,534 ( 2 ) D
Ordinary Shares 06/01/2021 D 42 ( 3 ) D $ 188.43 4,492 ( 2 ) D
Ordinary Shares 06/01/2021 D 32 ( 4 ) D $ 188.43 4,460 ( 2 ) D
Ordinary Shares 06/01/2021 D 43 ( 5 ) D $ 188.43 4,417 ( 2 ) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Trans action(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Madsen Julia
C/O 70 SIR ROGER'S QUAY
DUBLIN, L22
Senior VP, Life Sciences
Signatures
/s/ Ronald E. Snyder, Authorized Representative under Power of Attorney 06/02/2021
Signature of Reporting Person Date
Explanation of Responses:
( 1 )107 shares were withheld from the 308 restricted shares that vested on June 1, 2021. These 107 shares represent the value of the taxes required to be withheld pursuant to applicable employment or tax laws, as determined by the Issuer. These 308 ordinary shares are part of an award of 1,232 ordinary shares that were awarded to Ms. Madsen on May 30, 2017. These vested shares were valued at the NYSE closing market price on June 1, 2021.
( 2 )2,070 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 349 on October 1, 2021; 121 on May 31, 2022; 92 on May 31, 2022; 123 on June 1, 2022; 349 on October 3, 2022; 92 on May 31, 2023; 349 on October 2, 2023; 123 on June 1, 2023; 123 on June 3, 2024 and 349 on October 1, 2024.
( 3 )42 shares were withheld from the 121 restricted shares that vested on June 1, 2021. These 42 shares represent the value of the taxes required to be withheld pursuant to applicable employment or tax laws, as determined by the Issuer. These 121 ordinary shares are part of an award of 484 ordinary shares that were awarded to Ms. Madsen on May 31, 2018. These vested shares were valued at the NYSE closing market price on June 1, 2021.
( 4 )32 shares were withheld from the 92 restricted shares that vested on June 1, 2021. These 32 shares represent the value of the taxes required to be withheld pursuant to applicable employment or tax laws, as determined by the Issuer. These 92 ordinary shares are part of an award of 368 ordinary shares that were awarded to Ms. Madsen on May 31, 2019. These vested shares were valued at the NYSE closing market price on June 1, 2021.
( 5 )43 shares were withheld from the 123 restricted shares that vested on June 1, 2021. These 43 shares represent the value of the taxes required to be withheld pursuant to applicable employment or tax laws, as determined by the Issuer. These 123 ordinary shares are part of an award of 492 ordinary shares that were awarded to Ms. Madsen on June 1, 2020. These vested shares were valued at the NYSE closing market price on June 1, 2021.

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