Sec Form 4 Filing - DD3 Mex Acquisition Corp @ DD3 Acquisition Corp. - 2019-07-02

FORM 4 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person DD3 Mex Acquisition Corp 2. Issuer Name and Ticker or Trading Symbol DD3 Acquisition Corp. [ DDMX] 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) _____ Director X __ 10% Owner _____ Officer (give title below) _____ Other (specify below) (Last) (First) (Middle) C/O DD3 ACQUISITION CORP., PEDREGAL 24, COLONIA MOLINO DEL REY 3. Date of Earliest Transaction (MM/DD/YY) 07/02/2019 (Street) MEXICO CITY, O511040 4. If Amendment, Date Original Filed (MM/DD/YY) 6. Individual or Joint/Group Filing (Check Applicable Line) __ X __ Form filed by One Reporting Person _____ Form filed by More than One Reporting Person (City) (State) (Zip)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1.Title of Security (Instr. 3) 2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4) Code V Amount (A) or (D) Price Ordinary Shares 07/02/2019 S 430,800 D $ 0.0174 1,199,575 D ( 1 ) Ordinary Shares 07/02/2019 S 430,800 D $ 0.0174 768,775 D ( 1 ) Ordinary Shares 07/02/2019 S 135,702 D $ 0.0174 633,073 D ( 1 ) Ordinary Shares 07/02/2019 S 79,698 D $ 0.0174 553,375 D ( 1 ) Ordinary Shares 07/02/2019 S 269,250 D $ 0.0174 284,125 D ( 1 ) Ordinary Shares 07/02/2019 S 25,000 D $ 0.0174 259,125 D ( 1 ) Ordinary Shares 07/02/2019 S 5,000 D $ 0.0174 254,125 D ( 1 ) Ordinary Shares 07/02/2019 S 5,000 D $ 0.0174 249,125 D ( 1 ) Ordinary Shares 07/02/2019 S 5,000 D $ 0.0174 244,125 D ( 1 ) Ordinary Shares 07/02/2019 S 5,000 D $ 0.0174 239,125 D ( 1 ) Ordinary Shares 07/02/2019 S 47,825 D 191,300 D ( 1 )

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) 6. Date Exercisable and Expiration Date (MM/DD/YY) 7. Title and Amount of Underlying Securities (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4) Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares Warrant $ 11.5 07/02/2019 S 47,825 ( 3 ) ( 4 ) Ordinary Shares 47,825 ( 2 ) 191,300 D ( 1 )

Reporting Owners Reporting Owner Name / Address Relationships Director 10% Owner Officer Other DD3 Mex Acquisition Corp C/O DD3 ACQUISITION CORP. PEDREGAL 24, COLONIA MOLINO DEL REY MEXICO CITY, O511040 X Signatures /s/ Alan I. Annex, Attorney-in-Fact 07/03/2019 Signature of Reporting Person Date

Explanation of Responses:

( 1 )The securities are held directly by DD3 Mex Acquisition Corp (the "Sponsor") and indirectly by Dr. Martin M. Werner and Jorge Combe, each of whom shares voting power with respect to the Sponsor. Certain of the Issuer's other officers and directors hold economic interests in the Sponsor and pecuniary interests in certain of the securities held by the Sponsor. Each of Dr. Werner, Mr. Combe and such other officers and directors disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. ( 2 )Pursuant to an assignment agreement by and between the Sponsor and Dr. Guillermo Ortiz, 47,825 units ("Private Units") were transferred to Dr. Ortiz at a price of $10.00 per Private Unit. Each Private Unit consists of one ordinary share and one warrant. ( 3 )The warrants will become exercisable on the later of 30 days after the completion of the Issuer's initial business combination or October 16, 2019. ( 4 )The warrants expire five years after the completion of the Issuer's initial business combination or earlier upon redemption or liquidation.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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