Sec Form 4 Filing - Combe Jorge @ DD3 Acquisition Corp. - 2018-10-23

FORM 4 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person Combe Jorge 2. Issuer Name and Ticker or Trading Symbol DD3 Acquisition Corp. [ DDMX] 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) X __ Director X __ 10% Owner X __ Officer (give title below) _____ Other (specify below) Chief Operating Officer (Last) (First) (Middle) C/O DD3 ACQUISITION CORP., PEDREGAL 24, COLONIA MOLINO DEL REY 3. Date of Earliest Transaction (MM/DD/YY) 10/23/2018 (Street) MEXICO CITY, O511040 4. If Amendment, Date Original Filed (MM/DD/YY) 6. Individual or Joint/Group Filing (Check Applicable Line) __ X __ Form filed by One Reporting Person _____ Form filed by More than One Reporting Person (City) (State) (Zip)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1.Title of Security (Instr. 3) 2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4) Code V Amount (A) or (D) Price Ordinary Shares 10/23/2018 P 14,125 A 1,676,625 ( 2 ) I See footnote ( 3 )

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) 6. Date Exercisable and Expiration Date (MM/DD/YY) 7. Title and Amount of Underlying Securities (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4) Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares Warrant $ 11.5 10/23/2018 P 14,125 ( 4 ) ( 5 ) Ordinary Shares 14,125 ( 1 ) 239,125 I See footnote ( 3 )

Reporting Owners Reporting Owner Name / Address Relationships Director 10% Owner Officer Other Combe Jorge C/O DD3 ACQUISITION CORP. PEDREGAL 24, COLONIA MOLINO DEL REY MEXICO CITY, O511040 X X Chief Operating Officer Signatures /s/ Alan I. Annex, Attorney-in-Fact 10/23/2018 Signature of Reporting Person Date

Explanation of Responses:

( 1 )In connection with the underwriters' election to partially exercise the over-allotment option granted in connection with the Issuer's initial public offering, DD3 Mex Acquisition Corp (the "Sponsor") acquired, at a price of $10.00 per unit, 14,125 additional units (the "Private Units") for an aggregate purchase price of $141,250. Each Private Unit consists of one ordinary share and one warrant. This figure does not include an aggregate of up to 4,625 Private Units that the Sponsor has committed to purchase depending on the extent to which the remaining portion of the underwriters' option to purchase additional units is exercised. ( 2 )Includes an aggregate of up to 46,250 shares subject to forfeiture by the Sponsor depending on the extent to which the remaining portion of the underwriters' option to purchase additional units is exercised. ( 3 )The securities are held directly by the Sponsor and indirectly by Dr. Martin M. Werner and Jorge Combe, each of whom shares voting power with respect to the Sponsor. Each of Dr. Werner and Mr. Combe disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. ( 4 )The warrants will become exercisable on the later of 30 days after the completion of the Issuer's initial business combination or October 16, 2019. ( 5 )The warrants expire five years after the completion of the Issuer's initial business combination or earlier upon redemption or liquidation.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).

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