Sec Form 4 Filing - Wong Jason Kon Man @ Tottenham Acquisition I Ltd - 2018-08-06

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Wong Jason Kon Man
2. Issuer Name and Ticker or Trading Symbol
Tottenham Acquisition I Ltd [ TOTAU]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director X __ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
C/O TOTTENHAM ACQUISITION I LIMITED, UNIT B, 11F, ON HING BUILDING
3. Date of Earliest Transaction (MM/DD/YY)
08/06/2018
(Street)
CENTRAL, HONG KONG, K300000
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
_____ Form filed by One Reporting Person
__ X __ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Ordinary Shares 08/06/2018 P 15,000 A 1,230,000 I See note ( 2 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Warrants to purchase Ordinary Shares $ 11.5 08/06/2018 P 15,000 ( 3 ) ( 4 ) Ordinary Shares 7,500 ( 1 ) 107,500 I See note ( 2 )
Rights to acquire Ordinary Shares ( 5 ) 08/06/2018 P 15,000 ( 5 ) ( 5 ) Ordinary Shares 1,500 ( 1 ) 21,500 I See note ( 2 )
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Wong Jason Kon Man
C/O TOTTENHAM ACQUISITION I LIMITED
UNIT B, 11F, ON HING BUILDING
CENTRAL, HONG KONG, K300000
X
Norwich Investment Ltd
C/O TOTTENHAM ACQUISITION I LIMITED
UNIT B, 11F, ON HING BUILDING
CENTRAL, HONG KONG, K300000
X
Signatures
/s/ Jason Wong 08/21/2018
Signature of Reporting Person Date
/s/ Jason Wong, of Norwich Investments Limited 08/21/2018
Signature of Reporting Person Date
Explanation of Responses:
( 1 )The reporting person acquired 15,000 units consisting of ordinary shares ,warrants and rights at a purchase price of $10.00 per share.
( 2 )The securities reported herein are held by Norwich Investments Limited and may be deemed to be indirectly beneficially owned by Jason Wong. Mr. Wong disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
( 3 )The warrants become exercisable on the later of (i) the completion of the registrant's initial business combination and (ii) 12 months from the closing of the registrant's initial public offering.
( 4 )The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.
( 5 )The rights convert automatically into ordinary shares at the completion of the registrant's initial business combination.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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