Sec Form 4 Filing - Sterling Lisa M. @ Ceridian HCM Holding Inc. - 2020-01-08

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Sterling Lisa M.
2. Issuer Name and Ticker or Trading Symbol
Ceridian HCM Holding Inc. [ CDAY]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
EVP and CPCO
(Last) (First) (Middle)
C/O CERIDIAN HCM HOLDING INC., 3311 EAST OLD SHAKOPEE ROAD
3. Date of Earliest Transaction (MM/DD/YY)
01/08/2020
(Street)
MINNEAPOLIS, MN55425
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/08/2020 M 12,500 ( 1 ) A $ 17.5 18,289 ( 2 ) D
Common Stock 01/08/2020 M 2,558 ( 1 ) A $ 17.2 20,847 ( 2 ) D
Common Stock 01/08/2020 S 15,058 ( 1 ) D $ 70.21 ( 3 ) 5,789 ( 2 ) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Option (right to buy) $ 17.5 01/08/2020 M 12,500 ( 1 ) ( 4 ) 06/01/2025 Common Stock 12,500 ( 5 ) 0 D
Option (right to buy) $ 17.88 ( 6 ) 03/01/2026 Common Stock 18,750 18,750 D
Option (right to buy) $ 16.74 ( 7 ) 06/01/2026 Common Stock 12,500 12,500 D
Option (right to buy) $ 17.2 01/08/2020 M 2,558 ( 1 ) ( 4 ) 04/27/2027 Common Stock 2,558 ( 5 ) 2,907 D
Option (right to buy) $ 22 ( 8 ) 04/25/2028 Common Stock 67,935 67,935 D
Option (right to buy) $ 44.91 ( 9 ) 02/08/2029 Common Stock 2,495 2,495 D
Option (right to buy) $ 49.93 ( 10 ) 03/20/2029 Common Stock 53,435 53,435 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Sterling Lisa M.
C/O CERIDIAN HCM HOLDING INC.
3311 EAST OLD SHAKOPEE ROAD
MINNEAPOLIS, MN55425
EVP and CPCO
Signatures
/s/ William E. McDonald 01/10/2020
Signature of Reporting Person Date
Explanation of Responses:
( 1 )The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
( 2 )Includes shares acquired under the Ceridian HCM Holding Inc. Global Employee Stock Purchase Plan on September 30, 2019 (129 shares) and December 31, 2019 (150 shares)
( 3 )The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.85 to $70.60 inclusive. The reporting person undertakes to provide Ceridian HCM Holding Inc., any security holder of Ceridian HCM Holding Inc. or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
( 4 )These options are vested and exercisable.
( 5 )Not applicable.
( 6 )Consists of 12,500 vested and exercisable options as of March 1, 2019 and 6,250 options that vest and become exercisable on March 1, 2020.
( 7 )Consists of 6,250 vested and exercisable options as of June 1, 2019 and 6,250 options that vest and become exercisable on June 1, 2020.
( 8 )Consists of 16,983 vested and exercisable options as of April 25, 2019 and 50,952 options that vest and become exercisable in three annual installments beginning on April 25, 2020.
( 9 )These options vest and become exercisable in four annual installments beginning on February 8, 2020.
( 10 )These options vest and become exercisable in four annual installments beginning on March 20, 2020.

Remarks:
For Lisa Sterling, pursuant to the Power of Attorney previously filed.

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