Sec Form 4 Filing - Bryant Deric D. @ ChampionX Corp - 2020-06-03

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Bryant Deric D.
2. Issuer Name and Ticker or Trading Symbol
ChampionX Corp [ CHX]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
See remarks
(Last) (First) (Middle)
C/O CHAMPIONX CORP, 2445 TECHNOLOGY, FOREST BLVD, BLDG 4, 12TH FLOOR
3. Date of Earliest Transaction (MM/DD/YY)
06/03/2020
(Street)
THE WOODLANDS, TX77381
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 06/03/2020 A 578,396 A $ 0 578,396 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (Right to Buy) $ 2.65 06/03/2020 A 52,561 06/03/2020 12/01/2021 Common Stock 52,561 $ 0 52,561 D
Stock Option (Right to Buy) $ 3.41 06/03/2020 A 48,356 06/03/2020 12/05/2022 Common Stock 48,356 $ 0 48,356 D
Stock Option (Right to Buy) $ 4.92 06/03/2020 A 36,162 06/03/2020 12/04/2023 Common Stock 36,162 $ 0 36,162 D
Stock Option (Right to Buy) $ 5.13 06/03/2020 A 49,303 06/03/2020 12/03/2024 Common Stock 49,303 $ 0 49,303 D
Stock Option (Right to Buy) $ 5.67 06/03/2020 A 52,540 06/03/2020 12/02/2025 Common Stock 52,540 $ 0 52,540 D
Stock Option (Right to Buy) $ 5.6 06/03/2020 A 152,408 06/03/2020 12/07/2026 Common Stock 152,408 $ 0 152,408 D
Stock Option (Right to Buy) $ 6.53 06/03/2020 A 290,541 06/03/2020( 1 ) 12/06/2027 Common Stock 290,541 $ 0 290,541 D
Stock Option (Right to Buy) $ 7.54 06/03/2020 A 228,287 06/03/2020( 2 ) 12/04/2028 Common Stock 228,287 $ 0 228,287 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Bryant Deric D.
C/O CHAMPIONX CORP, 2445 TECHNOLOGY
FOREST BLVD, BLDG 4, 12TH FLOOR
THE WOODLANDS, TX77381
See remarks
Signatures
/s/ Julia Wright, as attorney-in-fact 06/05/2020
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Includes 193,680 shares exercisable on 6/3/2020, and 96,861 shares that become exercisable 12/6/2020.
( 2 )Includes 76,089 shares exercisable on 6/3/2020, with the remaining 152,198 shares becoming exercisable in two equal annual installments beginning 12/4/2020.

Remarks:
Chief Operating Officer and President, Chemical Technologies

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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