Sec Form 4 Filing - Deckard Jenniffer D. @ Covia Holdings Corp - 2019-03-01

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Deckard Jenniffer D.
2. Issuer Name and Ticker or Trading Symbol
Covia Holdings Corp [ CVIA]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
President and CEO
(Last) (First) (Middle)
3 SUMMIT PARK DRIVE, SUITE 700
3. Date of Earliest Transaction (MM/DD/YY)
03/01/2019
(Street)
INDEPENDENCE, OH44131
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 03/01/2019 S( 1 ) 7,406 D $ 4.664 92,172 D
Common Stock 03/01/2019 A 135,320 ( 2 ) A $ 0 227,492 D
Common Stock 03/01/2019 S( 3 ) 252 D $ 4.664 3,162 I By spouse
Common Stock 03/01/2019 A 3,400 ( 4 ) A $ 0 6,562 I By spouse
Common Stock 419,653 I As trustee of Jenniffer D. Deckard Family Trust U/A/D dated February 28, 2010
Common Stock 117,857 I As trustee of the Abbey Jo Deckard Trust
Common Stock 117,857 I As trustee of the Connor John Deckard Trust
Common Stock 20,400 I As trustee of Daryl K. Deckard Irrrevocable Trust dated August 29, 2014
Common Stock 70,720 I As spouse to the trustee of Jenniffer D. Deckard Irrevocable Trust dated December 27, 2012
Common Stock 77,306 I By 401(k) Plan
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option (Right to Buy) ( 5 ) $ 7.15 ( 6 ) 10/01/2019 Common Stock 66,763 66,763 D
Employee Stock Option (Right to Buy) ( 5 ) $ 17.85 ( 6 ) 12/07/2020 Common Stock 20,400 20,400 D
Employee Stock Option (Right to Buy) ( 5 ) $ 52.3 ( 6 ) 12/10/2023 Common Stock 17,000 17,000 D
Employee Stock Option (Right to Buy) ( 5 ) $ 80 ( 6 ) 10/02/2024 Common Stock 7,140 7,140 D
Employee Stock Option (Right to Buy) ( 5 ) $ 44.15 12/31/2019 05/15/2025 Common Stock 8,800 8,800 D
Employee Stock Option (Right to Buy) ( 5 ) $ 10.2 ( 6 ) 03/01/2026 Common Stock 23,600 23,600 D
Employee Stock Option (Right to Buy) ( 5 ) $ 50.15 ( 7 ) 03/01/2027 Common Stock 10,140 10,140 D
Employee Stock Option (Right to Buy) ( 5 ) $ 80 ( 6 ) 10/02/2024 Common Stock 2,713 2,713 I By Spouse
Employee Stock Option (Right to Buy) ( 5 ) $ 44.15 12/31/2019 05/15/2025 Common Stock 2,193 2,193 I By Spouse
Employee Stock Option (Right to Buy) ( 5 ) $ 10.2 ( 6 ) 03/01/2026 Common Stock 1,760 1,760 I By Spouse
Employee Stock Option (Right to Buy) ( 5 ) $ 50.15 ( 7 ) 03/01/2027 Common Stock 660 660 I By Spouse
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Deckard Jenniffer D.
3 SUMMIT PARK DRIVE
SUITE 700
INDEPENDENCE, OH44131
X President and CEO
Signatures
/s/ Jenniffer D. Deckard, by Gregory S. Harvey, her attorney-in-fact pursuant to Power of Attorney dated May 23, 2018, on file with the Commission 03/05/2019
Signature of Reporting Person Date
Explanation of Responses:
( 1 )The transaction reflects the number of shares of Common Stock sold pursuant to the terms of the Restricted Stock Unit Agreement and in accordance with the Covia Holdings Corporation 2018 Omnibus Incentive Plan, to satisfy the reporting person's tax withholding obligations upon the vesting of 24,570 restricted stock units.
( 2 )The reporting person was granted 135,320 restricted stock units. The restricted stock units vest in 1/3 increments commencing one year after the date of grant.
( 3 )The transaction reflects the number of shares of Common Stock sold pursuant to the terms of the Restricted Stock Unit Agreement and in accordance with the Covia Holdings Corporation 2018 Omnibus Incentive Plan, to satisfy the reporting person's spouse tax withholding obligations upon the vesting of 720 restricted stock units.
( 4 )The reporting person's spouse was granted 3,400 restricted stock units. The restricted stock units vest in 1/3 increments commencing one year after the date of grant.
( 5 )No transaction is being reported on this line. Reported on a previously filed Form 3.
( 6 )Immediately exercisable.
( 7 )Two-thirds of this option is immediately exercisable. The remaining one-third will vest on March 1, 2020.

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