Sec Form 4 Filing - Clancey Gerald L. @ Covia Holdings Corp - 2018-07-02

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Clancey Gerald L.
2. Issuer Name and Ticker or Trading Symbol
Covia Holdings Corp [ CVIA]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
EVP & Chief Commercial Officer
(Last) (First) (Middle)
8834 MAYFIELD ROAD
3. Date of Earliest Transaction (MM/DD/YY)
07/02/2018
(Street)
CHESTERLAND, OH44026
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 07/02/2018 A 15,726 ( 1 ) A $ 0 125,246 D
Common Stock 448,493 I Gerald L. Clancey Trust No. 1
Common Stock 20,087 I Gerald L. Clancey Grantor Retained Annuity Trust No. 1
Common Stock 88,400 I Gerald L. Clancey Irrevocable Trust dated December 13, 2012
Common Stock 88,400 I The Connie J. Clancey Irrevocable Trust for the benefit of Gerald L. Clancey
Common Stock 65,286 I By 401(k) Plan
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option (Right to Buy) ( 2 ) $ 7.15 ( 3 ) 10/01/2019 Common Stock 74,800 74,800 D
Employee Stock Option (Right to Buy) ( 2 ) $ 17.85 ( 3 ) 12/07/2020 Common Stock 51,000 51,000 D
Employee Stock Option (Right to Buy) ( 2 ) $ 52.3 ( 4 ) 12/10/2023 Common Stock 17,000 17,000 D
Employee Stock Option (Right to Buy) ( 3 ) $ 80 ( 5 ) 10/02/2024 Common Stock 7,140 7,140 D
Employee Stock Option (Right to Buy) ( 2 ) $ 44.15 12/31/2019 05/15/2025 Common Stock 8,800 8,800 D
Employee Stock Option (Right to Buy) ( 2 ) $ 10.2 ( 6 ) 03/01/2026 Common Stock 14,400 14,400 D
Employee Stock Option (Right to Buy) ( 2 ) $ 50.15 ( 7 ) 03/01/2027 Common Stock 4,480 4,480 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Clancey Gerald L.
8834 MAYFIELD ROAD
CHESTERLAND, OH44026
EVP & Chief Commercial Officer
Signatures
/s/ Gerald L. Clancey, by Gregory S. Harvey, his attorney-in-fact pursuant to Power of Attorney dated May 23, 2018 on file with the Commission 07/05/2018
Signature of Reporting Person Date
Explanation of Responses:
( 1 )The reporting person was granted 15,726 restricted stock units. The restricted stock units vest in 1/3 increments commencing one year after the date of grant.
( 2 )No transaction is being reported on this line. Reported on a previously filed Form 3.
( 3 )Immediately exercisable.
( 4 )One-fifth of this option is immediately exercisable. The remaining four-fifths of the option will vest on December 10, 2020.
( 5 )One-third of this option is immediately exercisable. The remaining two-thirds of the option will vest on December 31, 2018.
( 6 )Two-thirds of this option is immediately exercisable. The remaining one-third will vest on March 1, 2019.
( 7 )One-third of this option is immediately exercisable. The remaining two-thirds of the option will vest on March 1, 2019 and March 1, 2020 in equal increments.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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