Sec Form 4/A Filing - Hirsch Emilio @ Kaleyra, Inc. - 2021-03-01

Insider filing report for Changes in Beneficial Ownership
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FORM 4/A
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Hirsch Emilio
2. Issuer Name and Ticker or Trading Symbol
Kaleyra, Inc. [ KLR]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director X __ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
C/O KALEYRA, INC., VIA MARCO D'AVIANO, 2, MILANO MI
3. Date of Earliest Transaction (MM/DD/YY)
03/01/2021
(Street)
MILAN, L620131
4. If Amendment, Date Original Filed (MM/DD/YY)
03/04/2021
6. Individual or Joint/Group Filing (Check Applicable Line)
_____ Form filed by One Reporting Person
__ X __ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 57,510 ( 1 ) D
Common Stock 93,104 I By EFFE PI Societa Semplice ( 2 )
Common Stock 03/01/2021 P 5,000 A $ 18.9959 5,586,336 I By Esse Effe S.p.A. ( 3 )
Common Stock 03/02/2021 P 5,000 A $ 19.6378 5,591,336 I By Esse Effe S.p.A. ( 3 )
Common Stock 03/03/2021 P 5,000 A $ 19.8777 5,596,336 I By Esse Effe S.p.A. ( 3 )
Common Stock 03/04/2021 P 5,000 A $ 18.3614 5,601,336 I By Esse Effe S.p.A. ( 3 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Hirsch Emilio
C/O KALEYRA, INC.
VIA MARCO D'AVIANO, 2, MILANO MI
MILAN, L620131
X X
EFFE PI Societa Semplice
41 VIA VALEGGIO
TORINO, L610129
X
Esse Effe S.p.A.
41 VIA VALLEGIO
TORINO, L610129
X
Signatures
/s/ Emilio Hirsch, individually 03/05/2021
Signature of Reporting Person Date
/s/ Emilio Hirsch, Managing Partner of EFFE PI Societa Semplice 03/05/2021
Signature of Reporting Person Date
/s/ Emilio Hirsch, Director of Esse Effe S.p.A. 03/05/2021
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Includes an aggregate of 57,10 Restricted Stock Units ("RSUs"), of which (i) 27,510 of such RSUs vest in four quarterly installments, beginning on February 1, 2021 and subsequently on May 1, 2021, August 1, 2021, and November 1, 2021, and (ii) 30,000 of such RSUs vest in sixteen quarterly installments, beginning on May 1, 2021 and ending on February 1, 2025.
( 2 )EFFE PI Societa Semplice ("EFFE PI") is affiliated with Emilio Hirsch, and Mr. Hirsch is deemed to have acquired a beneficial ownership interest in the reported securities held by EFFE PI.
( 3 )Esse Effe S.p.A. ("Esse Effe") is now affiliated with EFFE PI and Emilio Hirsch, and EFFE PI and Mr. Hirsch are each deemed to have acquired a beneficial ownership interest in the reported securities held by Esse Effe.

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