Sec Form 3 Filing - Skaff Michael C @ Vivos Therapeutics, Inc. - 2025-06-09

Insider filing report for Changes in Beneficial Ownership
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FORM 3
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Skaff Michael C
2. Issuer Name and Ticker or Trading Symbol
Vivos Therapeutics, Inc. [ VVOS]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director X __ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
TWO TOWNE SQUARE, STE. 810
3. Date of Earliest Transaction (MM/DD/YY)
06/09/2025
(Street)
SOUTHFIELD, MI48076
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 514,498 I By V-CO Investors LLC ( 1 )
Common Stock 828,000 I By V-Co Investors 2 LLC ( 2 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Pre-Funded Warrant $ 0.0001 < /span> 06/10/2024 06/10/2034( 3 ) Common Stock 2,705,768 I By V-CO Investors LLC ( 1 )
Common Stock Purchase Warrant $ 2.204 06/10/2024 06/10/2029 Common Stock 3,220,266 I By V-CO Investors LLC ( 1 )
Pre-Funded Warrant $ 0.0001 06/09/2025 06/09/2035( 3 ) Common Stock 725,258 I By V-Co Investors 2 LLC ( 2 )
Common Stock Purchase Warrant $ 2.23 06/09/2025 06/09/2030 Common Stock 2,329,886 I By V-Co Investors 2 LLC ( 2 )
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Skaff Michael C
TWO TOWNE SQUARE
STE. 810
SOUTHFIELD, MI48076
X
Signatures
Michael C. Skaff, as Managing Director SP Manager LLC, Manager of V-CO Investors LLC 06/20/2025
Signature of Reporting Person Date
Michael C. Skaff, as Managing Director SP Manager LLC, Manager of V-Co Investors 2 LLC 06/20/2025
Signature of Reporting Person Date
Michael C. Skaff, as Managing Director SP Manager LLC 06/20/2025
Signature of Reporting Person Date
Michael C. Skaff, Individual 06/20/2025
Signature of Reporting Person Date
Explanation of Responses:
( 1 )The Reporting Person serves as Managing Director of SP Manager LLC, the Manager of V-CO Investors LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
( 2 )The Reporting Person serves as Managing Director of SP Manager LLC, the Manager of V-Co Investors 2 LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
( 3 )The Pre-Funded Warrant has a term ending on the complete exercise of the Pre-Funded Warrant.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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