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Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(
e.g.
, puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Transaction Date (MM/DD/YY)
|
3A. Deemed Execution Date, if any (MM/DD/YY)
|
4. Transaction Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
|
6. Date Exercisable and Expiration Date
(MM/DD/YY)
|
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
|
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
|
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
|
Code
|
V
|
(A)
|
(D)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Class B Common Stock |
(
5
) |
01/22/2021 |
|
P |
|
668 |
|
(
5
) |
(
5
) |
Class A Common Stock |
668 |
$
11.534 (
1
) |
1,889 |
I |
Spouse serves as Trustee of BTR 2020 GST for the benefit of James T. Rankin |
Class B Common Stock |
(
5
) |
01/22/2021 |
|
P |
|
668 |
|
(
5
) |
(
5
) |
Class A Common Stock |
668 |
$
11.534 (
1
) |
1,889 |
I |
Spouse serves as Trustee of BTR 2020 GST for the benefit of Matthew M. Rankin |
Class B Common Stock |
(
5
) |
01/22/2021 |
|
P |
|
668 |
|
(
5
) |
(
5
) |
Class A Common Stock |
668 |
$
11.534 (
1
) |
1,889 |
I |
Spouse serves as Trustee of BTR 2020 GST for the benefit of Thomas P.K. Rankin |
Class B Common Stock |
(
5
) |
01/22/2021 |
|
P |
|
2,192 |
|
(
5
) |
(
5
) |
Class A Common Stock |
2,192 |
$
11.534 (
2
) |
4,081 |
I |
Spouse serves as Trustee of BTR 2020 GST for the benefit of James T. Rankin |
Class B Common Stock |
(
5
) |
01/22/2021 |
|
P |
|
2,192 |
|
(
5
) |
(
5
) |
Class A Common Stock |
2,192 |
$
11.534 (
2
) |
4,081 |
I |
Spouse serves as Trustee of BTR 2020 GST for the benefit of Matthew M. Rankin |
Class B Common Stock |
(
5
) |
01/22/2021 |
|
P |
|
2,192 |
|
(
5
) |
(
5
) |
Class A Common Stock |
2,192 |
$
11.534 (
2
) |
4,081 |
I |
Spouse serves as Trustee of BTR 2020 GST for the benefit of Thomas P.K. Rankin |
Class B Common Stock |
(
5
) |
01/22/2021 |
|
P |
|
5,968 |
|
(
5
) |
(
5
) |
Class A Common Stock |
5,968 |
$
11.534 (
3
) |
10,049 |
I |
Spouse serves as Trustee of BTR 2020 GST for the benefit of James T. Rankin |
Class B Common Stock |
(
5
) |
01/22/2021 |
|
P |
|
5,968 |
|
(
5
) |
(
5
) |
Class A Common Stock |
5,968 |
$
11.534 (
3
) |
10,049 |
I |
Spouse serves as Trustee of BTR 2020 GST for the benefit of Matthew M. Rankin |
Class B Common Stock |
(
5
) |
01/22/2021 |
|
P |
|
5,968 |
|
(
5
) |
(
5
) |
Class A Common Stock |
5,968 |
$
11.534 (
3
) |
10,049 |
I |
Spouse serves as Trustee of BTR 2020 GST for the benefit of Thomas P.K. Rankin |
Class B Common Stock |
(
5
) |
|
|
|
|
|
|
(
5
) |
(
5
) |
Class A Common Stock |
3,622 |
|
3,622 |
D |
|
Class B Common Stock |
(
5
) |
|
|
|
|
|
|
(
5
) |
(
5
) |
Class A Common Stock |
7 |
|
7 |
I |
Held by Spouse (
4
) |
Class B Common Stock |
(
5
) |
|
|
|
|
|
|
(
5
) |
(
5
) |
Class A Common Stock |
145,958 |
|
145,958 |
I |
Held by Trust for the benefit of spouse (
4
) |
Class B Common Stock |
(
5
) |
|
|
|
|
|
|
(
5
) |
(
5
) |
Class A Common Stock |
85,056 |
|
85,056 |
I |
Proportionate limited partnership interest in shares held by RA IV, L.P. held in trust |
Class B Common Stock |
(
5
) |
|
|
|
|
|
|
(
5
) |
(
5
) |
Class A Common Stock |
20,000 |
|
20,000 |
I |
Proportionate limited partnership interest in shares held by Rankin Associates I, L.P. |
Class B Common Stock |
(
5
) |
|
|
|
|
|
|
(
5
) |
(
5
) |
Class A Common Stock |
1,843 |
|
1,843 |
I |
Proportionate limited partnership interest in shares held by Rankin Associates II, L.P. |
Class B Common Stock |
(
5
) |
|
|
|
|
|
|
(
5
) |
(
5
) |
Class A Common Stock |
9,430 |
|
9,430 |
I |
Spouse is Trustee of BTR 2012 GST for the benefit of James T. Rankin (
4
) |
Class B Common Stock |
(
5
) |
|
|
|
|
|
|
(
5
) |
(
5
) |
Class A Common Stock |
9,430 |
|
9,430 |
I |
Spouse is Trustee of BTR 2012 GST for the benefit of Mathew M. Rankin (
4
) |
Class B Common Stock |
(
5
) |
|
|
|
|
|
|
(
5
) |
(
5
) |
Class A Common Stock |
9,430 |
|
9,430 |
I |
Spouse is Trustee of BTR 2012 GST for the benefit of Thomas P. Rankin (
4
) |
Class B Common Stock |
(
5
) |
|
|
|
|
|
|
(
5
) |
(
5
) |
Class A Common Stock |
2,000 |
|
2,000 |
I |
Spouse's proportionate general partnership interest in shares held by Rankin Associates I, L.P. (
4
) |
Class B Common Stock |
(
5
) |
|
|
|
|
|
|
(
5
) |
(
5
) |
Class A Common Stock |
25 |
|
25 |
I |
Spouse's proportionate general partnership interest in shares held by Rankin Associates IV, L.P. (
4
) |
Class B Common Stock |
(
5
) |
|
|
|
|
|
|
(
5
) |
(
5
) |
Class A Common Stock |
33,312 |
|
33,312 |
I |
Spouse's proportionate limited partnership interest in shares held by Rankin Associates I, L.P. (
4
) |
Class B Common Stock |
(
5
) |
|
|
|
|
|
|
(
5
) |
(
5
) |
Class A Common Stock |
31,669 |
|
31,669 |
I |
Spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. (
4
) |
Class B Common Stock |
(
5
) |
|
|
|
|
|
|
(
5
) |
(
5
) |
Class A Common Stock |
0 |
|
0 |
I |
Spouse's proportionate limited partnership interest in shares held by Rankin Associates IV, L.P. (
4
) |
Class B Common Stock |
(
5
) |
|
|
|
|
|
|
(
5
) |
(
5
) |
Class A Common Stock |
1,975 |
|
1,975 |
I |
Spouse's proportionate LP interest in shares of RA II, LP held by Rankin Management Inc. as GP (
4
) |
|