Sec Form 4 Filing - RANKIN ALISON A @ Hamilton Beach Brands Holding Co - 2018-11-08

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
RANKIN ALISON A
2. Issuer Name and Ticker or Trading Symbol
Hamilton Beach Brands Holding Co [ HBB]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
_____ Officer (give title below) X __ Other (specify below)
Member of a Group
(Last) (First) (Middle)
4421 WATERFRONT DR.
3. Date of Earliest Transaction (MM/DD/YY)
11/08/2018
(Street)
GLEN ALLEN, VA23060
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 11/08/2018 G V 102 A 18,333 I Daughter's proportionate limited partnership interest in shares held by RA II, L.P. held in trust ( 2 )
Class A Common Stock 11/08/2018 G V 102 A 20,221 I Daughter's proportionate limited partnership interest in shares held by RA II, L.P. held in trust ( 2 )
Class A Common Stock 11/08/2018 G V 205 D 4,488 I Spouse's proportionate limited partnership interests in shares held by Rankin Associates II, L.P. ( 2 )
Class A Common Stock 11/08/2018 G V 205 A 18,538 I Daughter's proportionate limited partnership interest in shares held by RA II, L.P. held in trust ( 2 )
Class A Common Stock 11/08/2018 G V 205 A 20,426 I Daughter's proportionate limited partnership interest in shares held by RA II, L.P. held in trust ( 2 )
Class A Common Stock 11/08/2018 G V 205 D 4,283 I Spouse's proportionate limited partnership interests in shares held by Rankin Associates II, L.P. ( 2 )
Class A Common Stock 01/02/2019 A( 3 ) 1,039 A 197,996 I Reporting Person's spouse serves as Trustee of a Trust for the benefit of Roger F. Rankin ( 2 )
Class A Common Stock 2,046 I Co-Trustee for the benefit of Reporting Person's daughter ( 2 )
Class A Common Stock 3,933 I Co-Trustee for the benefit of Reporting Person's daughter ( 2 )
Class A Common Stock 75,504 I Proportionate limited partnership interest in shares held by Rankin Associates I, L.P.
Class A Common Stock 29,986 I Proportionate limited partnership interest in shares held by Rankin Associates II, L.P
Class A Common Stock 6,613 I Reporting Person serves as Trustee of a Trust for the benefit of Alison Rankin
Class A Common Stock 200 I Reporting Person's spouse serves as Trustee for the benefit of A. Farnham Rankin
Class A Common Stock 200 I Reporting Person's spouse serves as Trustee for the benefit of Elisabeth M. Rankin
Class A Common Stock 5,370 I Reporting Person's spouse serves as Trustee of GST for the benefit of A. Farnham Rankin
Class A Common Stock 5,370 I Reporting Person's spouse serves as Trustee of GST for the benefit of Elisabeth M. Rankin
Class A Common Stock 25 I Spouse's proportionate general partnership interest in shares of Rankin Associates IV, L.P. ( 2 )
Class A Common Stock 2,000 I Spouse's proportionate general partnership interest shares held by Rankin Associates I, L.P. ( 2 )
Class A Common Stock 2,808 I Spouse's proportionate limited partnership interest in shares held by Rankin Associates I, L.P
Class A Common Stock 85,056 I Spouse's proportionate limited partnership interest in shares held by Rankin Associates IV, L.P. ( 2 )
Class A Common Stock 1,975 I Spouse's proportionate LP interest in shares of RA II, LP held by Rankin Management Inc. as GP ( 2 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Class B Common Stock ( 1 ) 11/08/2018 G V 102 ( 1 ) ( 1 ) Class A Common Stock 102 ( 1 ) 20,221 I Daughter's proportionate limited partnership interest in shares held by RA II, L.P. held in trust ( 2 )
Class B Common Stock ( 1 ) 11/08/2018 G V 102 ( 1 ) ( 1 ) Class A Common Stock 102 ( 1 ) 18,333 I Daughter's proportionate limited partnership interest in shares held by RA II, L.P. held in trust ( 2 )
Class B Common Stock ( 1 ) 11/08/2018 G V 205 ( 1 ) ( 1 ) Class A Common Stock 205 ( 1 ) 4,488 I Spouse's proportionate limited partnership interests in shares held by Rankin Associates II, L.P. ( 2 )
Class B Common Stock ( 1 ) 11/08/2018 G V 205 ( 1 ) ( 1 ) Class A Common Stock 205 ( 1 ) 20,426 I Daughter's proportionate limited partnership interest in shares held by RA II, L.P. held in trust ( 2 )
Class B Common Stock ( 1 ) 11/08/2018 G V 205 ( 1 ) ( 1 ) Class A Common Stock 205 ( 1 ) 18,538 I Daughter's proportionate limited partnership interest in shares held by RA II, L.P. held in trust ( 2 )
Class B Common Stock ( 1 ) 11/08/2018 G V 205 ( 1 ) ( 1 ) Class A Common Stock 205 ( 1 ) 4,283 I Spouse's proportionate limited partnership interests in shares held by Rankin Associates II, L.P. ( 2 )
Class B Common Stock ( 1 ) ( 1 ) ( 1 ) Class A Common Stock 2,046 2,046 I Co-Trustee for the benefit of Reporting Person's daughter ( 2 )
Class B Common Stock ( 1 ) ( 1 ) ( 1 ) Class A Common Stock 3,933 3,933 I Co-Trustee for the benefit of Reporting Person's daughter ( 2 )
Class B Common Stock ( 1 ) ( 1 ) ( 1 ) Class A Common Stock 75,504 75,504 I Proportionate limited partnership interest in shares held by Rankin Associates I, L.P
Class B Common Stock ( 1 ) ( 1 ) ( 1 ) Class A Common Stock 29,986 29,986 I Proportionate limited partnership interest in shares held by Rankin Associates II, L.P.
Class B Common Stock ( 1 ) ( 1 ) ( 1 ) Class A Common Stock 6,613 6,613 I Reporting Person serves as Trustee of a Trust for the benefit of Alison Rankin
Class B Common Stock ( 1 ) ( 1 ) ( 1 ) Class A Common Stock 200 200 I Reporting Person's spouse serves as Trustee for the benefit of A. Farnham Rankin
Class B Common Stock ( 1 ) ( 1 ) ( 1 ) Class A Common Stock 200 200 I Reporting Person's spouse serves as Trustee for the benefit of Elisabeth M. Rankin
Class B Common Stock ( 1 ) ( 1 ) ( 1 ) Class A Common Stock 193,586 193,586 I Reporting Person's spouse serves as Trustee of a Trust for the benefit of Roger F. Rankin ( 2 )
Class B Common Stock ( 1 ) ( 1 ) ( 1 ) Class A Common Stock 5,370 5,370 I Reporting Person's Spouse serves as Trustee of GST for the benefit of A. Farnham Rankin
Class B Common Stock ( 1 ) ( 1 ) ( 1 ) Class A Common Stock 5,370 5,370 I Reporting Person's spouse serves as Trustee of GST for the benefit of Elisabeth M. Rankin
Class B Common Stock ( 1 ) ( 1 ) ( 1 ) Class A Common Stock 25 25 I Spouse's proportionate general partnership interest in shares of Rankin Associates IV, L.P. ( 2 )
Class B Common Stock ( 1 ) ( 1 ) ( 1 ) Class A Common Stock 2,000 2,000 I Spouse's proportionate general partnership interest shares held by Rankin Associates I, L.P. ( 2 )
Class B Common Stock ( 1 ) ( 1 ) ( 1 ) Class A Common Stock 2,808 2,808 I Spouse's proportionate limited partnership interest in shares held by Rankin Associates I, L.P ( 2 )
Class B Common Stock ( 1 ) ( 1 ) ( 1 ) Class A Common Stock 85,056 85,056 I Spouse's proportionate limited partnership interest in shares held by Rankin Associates IV, L.P. ( 2 )
Class B Common Stock ( 1 ) ( 1 ) ( 1 ) Class A Common Stock 1,975 1,975 I Spouse's proportionate LP interest in shares of RA II, LP held by Rankin Management Inc. as GP ( 2 )
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
RANKIN ALISON A
4421 WATERFRONT DR.
GLEN ALLEN, VA23060
Member of a Group
Sign atures
/s/ Derek R. Redmond, attorney-in-fact 01/03/2019
Signature of Reporting Person Date
Explanation of Responses:
( 1 )N/A
( 2 )Reporting Person disclaims beneficial ownership of all such shares.
( 3 )Spouse's shares of Class A Common Stock awarded to the Reporting Person's spouse as "Required Shares" under the Company's Non-Employee Directors' Equity Compensation Plan.

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