Sec Form 4 Filing - Jaroski Edward L @ SIMPLICITY ESPORTS & GAMING Co - 2018-12-28

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Jaroski Edward L
2. Issuer Name and Ticker or Trading Symbol
SIMPLICITY ESPORTS & GAMING Co [ WINR]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director _____ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
C/O SIMPLICITY ESPORTS & GAMING COMPANY, 7000 W. PALMETTO PARK RD., SUITE 505
3. Date of Earliest Transaction (MM/DD/YY)
12/28/2018
(Street)
BOCA RATON, FL33433
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 12/28/2018 J( 1 ) 1,375 A 1,375 D
Common Stock 12/28/2018 A 938 A $ 0 2,313 D
Common Stock 05/31/2019 J( 2 ) 6,250 A 8,563 D
Common Stock 05/06/2020 A 375 A $ 7.92 8,938 D
Common Stock 06/30/2020 A( 3 ) 2,500 A $ 0 11,438 D
Common Stock 09/01/2021 A( 3 ) 5,000 A $ 0 16,438 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (M M/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Warrant(right to buy) $ 92 12/28/2018 J( 1 ) 1,250 01/27/2019 05/22/2024 Common Stock 1,250 ( 1 ) 1,250 D
Warrant(right to buy) $ 92 05/31/2019 J( 2 ) 6,250 06/30/2019 05/22/2024 Common Stock 6,250 ( 2 ) 6,250 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Jaroski Edward L
C/O SIMPLICITY ESPORTS & GAMING COMPANY
7000 W. PALMETTO PARK RD., SUITE 505
BOCA RATON, FL33433
X
Signatures
/s/ Edward L.Jaroski 09/03/2021
Signature of Reporting Person Date
Explanation of Responses:
( 1 )On December 28, 2018, the reporting person purchased 1,250 of the issuer's units at a purchase price of $10.00 per unit in a public offering. Each unit consisted of one share of the issuer's common stock, one right and one warrant. Each warrant entitles the holder thereof to purchase one share of the issuer's common stock at an exercise price of $92.00 per share.
( 2 )On May 31, 2019, the reporting person purchased 6,250 of the issuer's units at a purchase price of $10.00 per unit in a public offering. Each unit consisted of one share of the issuer's common stock, one right and one warrant. Each warrant entitles the holder thereof to purchase one share of the issuer's common stock at an exercise price of $92.00 per share.
( 3 )Represents a grant by the issuer to the reporting person. The grant was approved by the issuer's Board of Directors.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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