Sec Form 4 Filing - McCollough Rosanna Covella @ YogaWorks, Inc. - 2017-08-16

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
McCollough Rosanna Covella
2. Issuer Name and Ticker or Trading Symbol
YogaWorks, Inc. [ YOGA]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
PRESIDENT & CEO
(Last) (First) (Middle)
C/O: YOGAWORKS, INC., 5780 UPLANDER WAY
3. Date of Earliest Transaction (MM/DD/YY)
08/16/2017
(Street)
CULVER CITY, CA90230
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
COMMON STOCK 08/16/2017 F 56,173 ( 1 ) D $ 4.41 142,943 D
COMMON STOCK 09/24/2017 F 1,812 ( 2 ) D $ 3.53 141,131 D
COMMON STOCK 10/24/2017 F 1,812 ( 3 ) D $ 2.65 139,319 D
COMMON STOCK 11/24/2017 F 1,812 ( 4 ) D $ 2.5 137,507 D
COMMON STOCK 12/24/2017 F 1,812 ( 5 ) D $ 2.86 135,695 D
COMMON STOCK 01/24/2018 F 2,116 ( 6 ) D $ 2.9 133,579 D
COMMON STOCK 02/24/2018 F 2,116 ( 7 ) D $ 2.8 131,463 D
COMMON STOCK 03/24/2018 F 2,116 ( 8 ) D $ 2.87 129,347 D
COMMON STOCK 04/24/2018 F 2,120 ( 9 ) D $ 2.36 277,227 D
COMMON STOCK 05/24/2018 F 1,670 ( 10 ) D $ 2.13 275,557 D
COMMON STOCK 06/24/2018 F 1,420 ( 11 ) D $ 1.91 274,137 D
COMMON STOCK 07/24/2018 F 1,454 ( 12 ) D $ 2.02 272,683 D
COMMON STOCK 08/24/2018 F 1,412 ( 13 ) D $ 1.15 271,271 D
COMMON STOCK 09/24/2018 F 1,412 ( 14 ) D $ 1.06 269,859 D
COMMON STOCK 10/24/2018 F 1,412 ( 15 ) D $ 1.02 268,447 D
COMMON STOCK 11/24/2018 F 1,412 ( 16 ) D $ 0.73 267,035 D
COMMON STOCK 12/24/2018 F 1,412 ( 17 ) D $ 0.46 265,623 D
COMMON STOCK 01/24/2019 F 1,629 ( 18 ) D $ 0.54 263,994 D
COMMON STOCK 02/28/2019 F 14,973 ( 19 ) D $ 0.57 249,021 D
COMMON STOCK 03/01/2019 A 42,500 ( 20 ) A $ 0 291,521 D
COMMON STOCK 03/01/2019 F 16,971 ( 20 ) D $ 0.61 274,550 D
COMMON STOCK 03/28/2019 F 1,248 ( 21 ) A $ 0.86 273,302 D
COMMON STOCK 04/28/2019 F 1,051 ( 22 ) D $ 0.95 272,251 D
COMMON STOCK 05/28/2019 F 1,051 ( 23 ) D $ 0.67 271,200 D
COMMON STOCK 06/28/2019 F 1,051 ( 24 ) D $ 0.6 270,149 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
McCollough Rosanna Covella
C/O: YOGAWORKS, INC.
5780 UPLANDER WAY
CULVER CITY, CA90230
X PRESIDENT & CEO
Signatures
/s/ Vance Chang, Attorney-in-Fact for Rosanna Covella McCollough 07/12/2019
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 126,658 restricted stock units granted to the reporting person on August 16, 2017.
( 2 )Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 4,086 restricted stock units granted to the reporting person on September 24, 2017.
( 3 )Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 4,086 restricted stock units granted to the reporting person on October 24, 2017.
( 4 )Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 4,086 restricted stock units granted to the reporting person on November 24, 2017.
( 5 )Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 4,085 restricted stock units granted to the reporting person on December 24, 2017.
( 6 )Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 4,086 restricted stock units granted to the reporting person on January 24, 2018.
( 7 )Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 4,086 restricted stock units granted to the reporting person on February 24, 2018.
( 8 )Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 4,086 restricted stock units granted to the reporting person on March 24, 2018.
( 9 )Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 4,086 restricted stock units granted to the reporting person on April 24, 2018.
( 10 )Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 4,085 restricted stock units granted to the reporting person on May 24, 2018.
( 11 )Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 4,085 restricted stock units granted to the reporting person on June 24, 2018.
( 12 )Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 4,086 restricted stock units granted to the reporting person on July 24, 2018.
( 13 )Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 4,086 restricted stock units granted to the reporting person on August 24, 2018.
( 14 )Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 4,085 restricted stock units granted to the reporting person on September 24, 2018.
( 15 )Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 4,086 restricted stock units granted to the reporting person on October 24, 2018.
( 16 )Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 4,086 restricted stock units granted to the reporting person on November 24, 2018.
( 17 )Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 4,086 restricted stock units granted to the reporting person on December 24, 2018.
( 18 )Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 4,086 restricted stock units granted to the reporting person on January 24, 2019.
( 19 )Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 37,500 restricted stock units granted to the reporting person on February 28, 2019.
( 20 )Represents 42,500 restricted stock units awarded to the Reporting Person on March 1, 2019 (the "Award Date"), which vested in full on March 1, 2019.
( 21 )Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 3,125 restricted stock units granted to the reporting person on March 28, 2019.
( 22 )Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 3,125 restricted stock units granted to the reporting person on April 28, 2019.
( 23 )Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 3,125 restricted stock units granted to the reporting person on May 28, 2019.
( 24 )Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 3,125 restricted stock units granted to the reporting person on June 28, 2019.

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* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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