Sec Form 4 Filing - Heilmann Matthias L @ Baker Hughes a GE Co - 2017-07-28

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Heilmann Matthias L
2. Issuer Name and Ticker or Trading Symbol
Baker Hughes a GE Co [ BHGE]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
Chief Digital Officer
(Last) (First) (Middle)
17021 ALDINE WESTFIELD ROAD
3. Date of Earliest Transaction (MM/DD/YY)
07/28/2017
(Street)
HOUSTON, TX77073
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Call Option (obligation to sell) $ 40 07/28/2017 S( 1 ) 10 ( 2 ) 09/15/2017 Class A Common Stock 1,000 $ 60 10 D
Call Option (obligation to sell) $ 40 07/28/2017 S( 1 ) 10 ( 2 ) 09/15/2017 Class A Common Stock 1,000 $ 55 20 D
Call Option (right to buy) $ 40 08/14/2017 P( 1 ) 20 ( 3 ) 09/15/2017 Class A Common Stock 2,000 $ 5 0 D
Call Option (right to buy) $ 32.5 10/20/2017 P( 1 ) 10 ( 3 ) 01/19/2018 Class A Common Stock 1,000 $ 200 10 D
Call Option (obligation to sell) $ 34 10/20/2017 S( 1 ) 20 ( 2 ) 01/19/2018 Class A Common Stock 2,000 $ 125 20 D
Call Option (right to buy) $ 32 10/30/2017 P( 1 ) 10 ( 3 ) 12/15/2017 Class A Common Stock 1,000 $ 110 10 D
Call Option (right to buy) $ 32 10/30/2017 P( 1 ) 10 ( 3 ) 12/15/2017 Class A Common Stock 1,000 $ 99 20 D
Call Option (obligation to sell) $ 33 10/30/2017 S( 1 ) 20 ( 2 ) 12/15/2017 Class A Common Stock 2,000 $ 70 20 D
Call Option (obligation to sell) $ 33 10/30/2017 S( 1 ) 20 ( 2 ) 12/15/2017 Class A Common Stock 2,000 $ 62 40 D
Call Option (right to buy) $ 33 12/06/2017 P( 1 ) 40 ( 3 ) 12/15/2017 Class A Common Stock 4,000 $ 5 0 D
Call Option (right to buy) $ 34 01/11/2018 P( 1 ) 10 ( 3 ) 01/19/2018 Class A Common Stock 1,000 $ 225 10 D
Call Option (obligation to sell) $ 34 01/11/2018 S( 1 ) 10 ( 2 ) 02/16/2018 Class A Common Stock 1,000 $ 270 10 D
Call Option (obligation to sell) $ 32.5 01/19/2018 S( 1 ) 10 ( 2 ) 01/19/2018 Class A Common Stock 1,000 $ 225 0 D
Call Option (right to buy) $ 34 01/19/2018 P ( 1 ) 10 ( 3 ) 01/19/2018 Class A Common Stock 1,000 $ 78 0 D
Call Option (right to buy) $ 34 01/31/2018 P( 1 ) 10 ( 3 ) 02/16/2018 Class A Common Stock 1,000 $ 25 0 D
Call Option (obligation to sell) $ 33 01/31/2018 S( 1 ) 10 ( 2 ) 03/16/2018 Class A Common Stock 1,000 $ 104 10 D
Call Option (right to buy) $ 33 02/09/2018 P( 1 ) 10 ( 3 ) 03/16/2018 Class A Common Stock 1,000 $ 10 0 D
Call Option (obligation to sell) $ 36 04/20/2018 S( 1 ) 15 ( 2 ) 05/18/2018 Class A Common Stock 1,500 $ 100 15 D
Call Option (obligation to sell) $ 36 04/20/2018 S( 1 ) 15 ( 2 ) 05/18/2018 Class A Common Stock 1,500 $ 95 30 D
Call Option (right to buy) $ 36 05/09/2018 P( 1 ) 30 ( 3 ) 05/18/2018 Class A Common Stock 3,000 $ 130 0 D
Call Option (obligation to sell) $ 36 05/09/2018 S( 1 ) 30 ( 2 ) 06/15/2018 Class A Common Stock 3,000 $ 192 30 D
Call Option (obligation to sell) $ 37 05/09/2018 S( 1 ) 5 ( 2 ) 06/15/2018 Class A Common Stock 500 $ 150 5 D
Call Option (right to buy) $ 37 06/01/2018 P( 1 ) 5 ( 3 ) 06/15/2018 Class A Common Stock 500 $ 28 0 D
Call Option (obligation to sell) $ 36 06/01/2018 S( 1 ) 5 ( 2 ) 07/20/2018 Class A Common Stock 500 $ 137 5 D
Call Option (right to buy) $ 36 06/04/2018 P( 1 ) 30 ( 3 ) 06/15/2018 Class A Common Stock 3,000 $ 7 0 D
Call Option (obligation to sell) $ 33 06/04/2018 S( 1 ) 30 ( 2 ) 07/20/2018 Class A Common Stock 3,000 $ 137 30 D
Call Option (right to buy) $ 36 07/10/2018 P( 1 ) 5 ( 3 ) 07/20/2018 Class A Common Stock 500 $ 41 0 D
Call Option (right to buy) $ 33 07/10/2018 P( 1 ) 30 ( 3 ) 07/20/2018 Class A Common Stock 3,000 $ 202 0 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Heilmann Matthias L
17021 ALDINE WESTFIELD ROAD
HOUSTON, TX77073
Chief Digital Officer
Signatures
/s/ Matthias Heilmann 03/08/2019
Signature of Reporting Person Date
Explanation of Responses:
( 1 )The reporting person's transactions reported herein are matchable under 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Issuer an aggregate amount of $28,549.62, representing the full amount of the profit realized in connection with the transactions reported herein, together with the transactions reported on the Form 4 filed concurrently with this Form 4 on this date, that reports transactions beginning on 7/10/2018. As of March 6, 2019, the reporting person is no longer employed by Issuer.
( 2 )Exercisable by the holder at any time.
( 3 )Exercisable by the reporting person at any time.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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