Sec Form 4 Filing - BROOKFIELD ASSET MANAGEMENT INC. @ Vistra Corp. - 2020-05-28

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
BROOKFIELD ASSET MANAGEMENT INC.
2. Issuer Name and Ticker or Trading Symbol
Vistra Corp. [ VST]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
_____ Officer (give title below) X __ Other (specify below)
See Remarks
(Last) (First) (Middle)
BROOKFIELD PLACE, 181 BAY STREET, SUITE 300 PO BOX 762
3. Date of Earliest Transaction (MM/DD/YY)
05/28/2020
(Street)
NEW YORK, NY10281-1023
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
_____ Form filed by One Reporting Person
__ X __ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, par value $0.01 per share 05/28/2020 J 566,499 ( 4 ) D $ 0 19,288,906 ( 5 ) I See notes ( 1 ) ( 2 ) ( 3 ) ( 6 ) ( 7 ) ( 8 ) ( 9 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
BROOKFIELD ASSET MANAGEMENT INC.
BROOKFIELD PLACE, 181 BAY STREET
SUITE 300 PO BOX 762
NEW YORK, NY10281-1023
See Remarks
Partners Ltd
BROOKFIELD PLACE
181 BAY STREET, SUITE 300
TORONTO, A6M5J2T3
See Remarks
Brookfield Private Equity Inc.
BROOKFIELD PLACE
181 BAY STREET, SUITE 300
TORONTO, A6M5J2T3
See Remarks
Brookfield Private Equity Group Holdings LP
BROOKFIELD PLACE
181 BAY STREET, SUITE 300
TORONTO, A6M5J2T3
See Remarks
Brookfield Capital Partners Ltd.
C/O BROOKFIELD ASSET MANAGEMENT INC.
181 BAY ST, STE. 300
TORONTO, A6M5J2T3
See Remarks
Titan Co-Investment GP, LLC
BROOKFIELD PLACE
200 VESEY STREET
NEW YORK, NY10281-1023
See Remarks
Brookfield Titan Holdings LP
BROOKFIELD PLACE
200 VESEY STREET
NEW YORK, NY10281-1023
See Remarks
Brookfield Private Equity Direct Investments Holdings LP
BROOKFIELD PLACE
200 VESEY STREET
NEW YORK, NY10281-1023
See Remarks
Brookfield US Inc.
BROOKFIELD PLACE
200 VESEY STREET
NEW YORK, NY10281-1023
See Remarks
Brookfield Holdings Canada Inc.
BROOKFIELD PLACE
181 BAY STREET, SUITE 300
TORONTO, A6M5J2T3
See Remarks
Signatures
By: See Signatures Included in Exhibit 99.2 09/21/2020
Signature of Reporting Person Date
Explanation of Responses:
( 1 )See Exhibit 99.1 for text of footnote (1).
( 2 )See Exhibit 99.1 for text of footnote (2).
( 3 )See Exhibit 99.1 for text of footnote (3).
( 4 )See Exhibit 99.1 for text of footnote (4).
( 5 )See Exhibit 99.1 for text of footnote (5).
( 6 )See Exhibit 99.1 for text of footnote (6).
( 7 )See Exhibit 99.1 for text of footnote (7).
( 8 )See Exhibit 99.1 for text of footnote (8).
( 9 )See Exhibit 99.1 for text of footnote (9).

Remarks:
Following the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of March 13, 2019, by and among Oaktree Capital Group, LLC ("OCG"), Brookfield Asset Management Inc. ("BAM") and other parties thereto (as reported in a Form 8-K filed by OCG on October 4, 2019), BAM and certain of its affiliates may be deemed to beneficially own securities of the Issuer held by OCG and certain of its affiliates, which beneficial ownership BAM and its affiliates disclaims except to the extent of their respective pecuniary interests therein. Due to the technical limitation on the number of reporting persons per filing, this filing is being made into two identical parts. This filing is part one of two. See Exhibit 99.2 for Joint Filer Information and Signatures incorporated herein by reference.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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