Sec Form 4 Filing - Steigerwalt Eric T @ Brighthouse Financial, Inc. - 2019-08-30

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Steigerwalt Eric T
2. Issuer Name and Ticker or Trading Symbol
Brighthouse Financial, Inc. [ BHF]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
President and CEO
(Last) (First) (Middle)
11225 NORTH COMMUNITY HOUSE ROAD
3. Date of Earliest Transaction (MM/DD/YY)
08/30/2019
(Street)
CHARLOTTE, NC28277
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 08/30/2019 S 130 ( 1 ) D $ 35.26 111,109 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
S teigerwalt Eric T
11225 NORTH COMMUNITY HOUSE ROAD
CHARLOTTE, NC28277
X President and CEO
Signatures
Eric T. Steigerwalt, by Jacob M. Jenkelowitz, Attorney-in-Fact 09/03/2019
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Prior to the time at which Brighthouse Financial, Inc. ("BHF") became a reporting company, the Reporting Person participated in a tax qualified 401(k) plan sponsored by a wholly-owned subsidiary of MetLife, Inc. ("MetLife"). A portion of the Reporting Person's investment in such 401(k) plan was in a MetLife company stock fund. In connection with the distribution by MetLife of a majority of BHF's common stock to MetLife shareholders, the Brighthouse Financial Frozen Stock Fund (the "Fund") was created and such Fund received BHF common stock in connection with the distribution by MetLife. MetLife closed this Fund at market close on August 30, 2019, and remaining balances in the Fund were automatically transferred into another MetLife fund.

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* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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