Sec Form 4 Filing - Grant Stuart M. @ EYENOVIA, INC. - 2020-03-23

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Grant Stuart M.
2. Issuer Name and Ticker or Trading Symbol
EYENOVIA, INC. [ EYEN]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director X __ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
11 SUMMIT LANE
3. Date of Earliest Transaction (MM/DD/YY)
03/23/2020
(Street)
GREENVILLE, DE19807
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, par value $.0001 03/23/2020 P 903,240 A $ 2.058 3,260,128 ( 1 ) ( 2 ) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Class A Warrant ( 2 ) $ 2.058 03/23/2020 P 903,240 03/23/2020 03/23/2021 Common Stock 451,620 $ 0.1563 ( 3 ) 903,240 D
Class B Warrant ( 4 ) $ 2.4696 03/23/2020 P 903,240 03/23/2020 03/23/2025 Common Stock 677,430 $ 0.1563 ( 3 ) 903,240 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Grant Stuart M.
11 SUMMIT LANE
GREENVILLE, DE19807
X
Signatures
/s/ Stuart M. Grant 03/25/2020
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Shares were acquired as part of a Unit. Each Unit consisting of (a) one share of Common Stock, (b) one Class A Warrant (decribed in note (2)) and (c) one Class B Warrant (described in note (4))
( 2 )Each Class A Warrant represents the right to acquire 0.5 shares of Common Stock for a price per each full share of Common Stock of $2.058.
( 3 )The price of the Unit ($2.21425) provided that $0.15625 of such amount was the purchase price for the Class A Warrant and the Class B Warrant included in each Unit.
( 4 )Each Class B Warrant represents the right to acquire 0.75 shares of Common Stock for a price per each full share of Common Stock of $2.4696.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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