Sec Form 4 Filing - Anderson Robert B. @ CapStar Financial Holdings, Inc. - 2020-01-31

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Anderson Robert B.
2. Issuer Name and Ticker or Trading Symbol
CapStar Financial Holdings, Inc. [ CSTR]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
See Remarks
(Last) (First) (Middle)
1201 DEMONBREUN STREET, SUITE 700
3. Date of Earliest Transaction (MM/DD/YY)
01/31/2020
(Street)
NASHVILLE, TN37203
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock ( 1 ) 01/31/2020 A 2,110 A $ 15.41 30,426 D
Common Stock ( 2 ) 01/31/2020 F 1,006 D $ 15.41 29,420 D
Common Stock ( 3 ) 01/31/2020 A 4,220 A $ 15.41 4,220 D
Common Stock ( 4 ) 1,823 D
Common Stock ( 5 ) 5,000 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Options (right to buy) $ 12.27 ( 6 ) 12/20/2022 Common Stock 50,000 50,000 D
Options (right to buy) $ 11.41 ( 7 ) 02/27/2025 Common Stock 30,000 30,000 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Anderson Robert B.
1201 DEMONBREUN STREET, SUITE 700
NASHVILLE, TN37203
See Remarks
Signatures
/s/ Robert B. Anderson 02/04/2020
Signature of Reporting Person Date
Explanation of Responses:
( 1 )The reported item represents an award of restricted common stock which is fully vested upon issuance.
( 2 )The reported item represents the number of shares withheld by the issuer on January 31, 2020 to cover tax withholding obligations in connection with the vesting of 2,110 shares granted pursuant to an award of restricted stock on January 31, 2020.
( 3 )The reported items represents an award of restricted common stock which vests in two equal installments beginning on the first anniversary of the January 31, 2020 grant date.
( 4 )The reported item represents the unvested portion of an award of restricted stock granted on January 23, 2019. As of the date of this report, 911 shares have vested. The remaining 1,823 shares of restricted stock under this award vest on the second and third anniversaries of the grant date, or January 23, 2021 and January 23, 2022, respectively.
( 5 )The reported item represents the unvested portion of an award of restricted stock granted on December 19, 2017. The remaining 5,000 shares of restricted stock under this award vest on the third anniversary of the grant date, or December 19, 2020.
( 6 )The reported item represents options which vest in four equal annual installments beginning on the first anniversary of the December 10, 2012 grant date.
( 7 )The reported item represents options which vest in four equal annual installments beginning on the first anniversary of the February 27, 2015 grant date.

Remarks:
Chief Financial Officer and Chief Administrative Officer

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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