Sec Form 4 Filing - Frist Julie D. @ CapStar Financial Holdings, Inc. - 2018-01-05

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Frist Julie D.
2. Issuer Name and Ticker or Trading Symbol
CapStar Financial Holdings, Inc. [ CSTR]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director _____ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
1201 DEMONBREUN STREET, SUITE 700
3. Date of Earliest Transaction (MM/DD/YY)
01/05/2018
(Street)
NASHVILLE, TN37203
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock ( 1 ) 01/05/2018 X 2,800 A $ 10 212,621 D
Common Stock ( 1 ) 01/05/2018 F 1,367 D $ 20.49 211,254 D
Common Stock ( 2 ) 797 D
Common Stock ( 4 ) 475 D
Common Stock ( 5 ) 946 D
Common Stock 206,809 I Charles A. and Patricia F. Elcan ( 3 )
Common Stock 206,809 I William R. and Jennifer R. Frist ( 3 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Warrants (right to buy) $ 10 01/05/2018 X 2,800 07/14/2008 07/14/2018 Common Stock 2,800 $ 0 18,033 D
Option (right to buy) $ 10 ( 6 ) 01/20/2020 Common Stock 6,000 6,000 D
Warrants (right to buy) $ 10 07/14/2008 07/14/2018 Common Stock 10,834 10,834 I Charles A. and Patricia F. Elcan ( 3 )
Warrants (right to buy) $ 10 07/14/2008 07/14/2018 Common Stock 10,833 10,833 I William R. and Jennifer R. Frist ( 3 )
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Frist Julie D.
1201 DEMONBREUN STREET, SUITE 700
NASHVILLE, TN37203
X
Signatures
/s/ Rob Anderson, as Attorney-in-Fact for Julie D. Frist 01/09/2018
Signature of Reporting Person Date
Explanation of Responses:
( 1 )The reported item represents shares that were acquired pursuant to the exercise of warrants on January 5, 2018 pursuant to a Rule 10b5-1 trading plan. Of the 2,800 shares acquired, the issuer withheld 1,367 shares to pay the purchase price for the warrants resulting in the issuance of 1,433 shares. Following these reported transactions, the reporting person directly owns 211,254 shares of common stock not subject to restriction or vesting.
( 2 )The reported item represents an award of restricted common stock which vests in three equal installments beginning on the first anniversary of the February 28, 2017 grant date.
( 3 )The reporting person disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Charles A. Elcan and Patricia F. Elcan and William R. Frist and Jennifer R. Frist are the brothers-in-law and sisters-in-law of the reporting person.
( 4 )The reported item represents the unvested portion of an award of restricted common stock granted on February 27, 2015. As of the date of this report, 950 shares have vested. The remaining 475 shares of restricted common stock under this award vest on the third anniversary of the grant date, or February 27, 2018.
( 5 )The reported item represents the unvested portion of an award of restricted common stock granted on March 3, 2016. As of the date of this report, 473 shares have vested. The remaining 946 shares of restricted common stock under this award vest on the second and third anniversaries of the March 3, 2016 grant date, or March 3, 2018 and March 3, 2019, respectively.
( 6 )These options vested in four equal annual installments beginning one year after the January 20, 2010 grant date.

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