Sec Form 4 Filing - Schumann Anne T. @ ASHLAND GLOBAL HOLDINGS INC - 2017-04-10

Insider filing report for Changes in Beneficial Ownership
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Expires: November 30, 2011
Estimated average burden hours per response... 0.5
1. Name and Address of Reporting Person
Schumann Anne T.
2. Issuer Name and Ticker or Trading Symbol
ASHLAND GLOBAL HOLDINGS INC [ ASH]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
Vice President
(Last) (First) (Middle)
1313 N MARKET STREET
3. Date of Earliest Transaction (MM/DD/YY)
04/10/2017
(Street)
WILMINGTON, DE19894
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 04/10/2017 M( 1 ) 6,300 A $ 70.37 16,573 ( 2 ) D
Common Stock 04/10/2017 M( 1 ) 2,550 A $ 89.69 19,123 ( 2 ) D
Common Stock 04/10/2017 M( 1 ) 850 A $ 89.69 19,973 ( 2 ) D
Common Stock 04/10/2017 S( 1 ) 1,369 D $ 125.07 10,459 ( 2 ) D
Common Stock 04/10/2017 S( 1 ) 186 D $ 125.07 10,273 ( 2 ) D
Common Stock 04/10/2017 F( 3 ) 4,486 D $ 125.07 15,487 ( 2 ) D
Common Stock 04/10/2017 F( 4 ) 2,074 D $ 125.07 13,413 ( 2 ) D
Common Stock 04/10/2017 F( 5 ) 692 D $ 125.07 12,721 ( 2 ) D
Common Stock 04/11/2017 S( 1 ) 1,814 D $ 126 10,907 ( 2 ) D
Common Stock 04/11/2017 S( 1 ) 476 D $ 126 10,431 ( 2 ) D
Common Stock 04/11/2017 S( 1 ) 158 D $ 126 10,273 ( 2 ) D
Common Stock 1,308 ( 6 ) I 401(K)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Appreciation Right $ 70.37 04/10/2017 M( 1 )( 7 ) 6,300 11/14/2013( 7 ) 12/14/2022 Common Stock 6,300 $ 0 0 D
Stock Appreciation Right $ 89.69 04/10/2017 M( 1 )( 8 ) 2,550 11/13/2014( 7 ) 12/13/2023 Common Stock 2,550 $ 0 850 D
Stock Appreciation Right $ 89.69 04/10/2017 M( 1 )( 9 ) 850 11/13/2014( 7 ) 12/13/2023 Common Stock 850 $ 0 0 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Schumann Anne T.
1313 N MARKET STREET
WILMINGTON, DE19894
Vice President
Signatures
/s/ Jennifer I. Henkel, Attorney-in-Fact 04/12/2017
Signature of Reporting Person Date
Explanation of Responses:
( 1 )The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 24, 2017.
( 2 )Balance includes 5,443 shares of unvested Restricted Stock, of which 33 additional shares were acquired in lieu of cash dividends (exempt pursuant to Rule 16b-3) pursuant to Ashland's plans and applicable restricted stock agreements (17 on December 15, 2016 and 16 on March 15, 2017).
( 3 )Payment of exercise price and tax liability by withholding securities incident to the exercise of Stock Appreciation Rights referenced in footnote 7 below.
( 4 )Payment of exercise price and tax liability by withholding securities incident to the exercise of Stock Appreciation Rights referenced in footnote 8 below.
( 5 )Payment of exercise price and tax liability by withholding securities incident to the exercise of Stock Appreciation Rights referenced in footnote 9 below.
( 6 )Based on Employee Savings Plan information as of April 11, 2017, the latest date for which such information is reasonably available.
( 7 )Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year.
( 8 )Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year.
( 9 )Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.