Sec Form 4 Filing - Powell Colin @ Bloom Energy Corp - 2020-01-25

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Powell Colin
2. Issuer Name and Ticker or Trading Symbol
Bloom Energy Corp [ BE]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director _____ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
4353 NORTH FIRST STREET
3. Date of Earliest Transaction (MM/DD/YY)
01/25/2020
(Street)
SAN JOSE, CA95134
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Class A common stock 01/22/2020 G V 11,523 D $ 0 0 I By trust ( 1 )
Class A common stock 01/22/2020 G( 2 ) V 11,523 A $ 0 24,527 D
Class A common stock 01/25/2020 C( 3 ) 25,825 A $ 0 450,126 I By trust ( 4 )
Class A common stock 01/28/2020 G V 11,523 D $ 0 12,734 D
Class A common stock 01/28/2020 G( 5 ) V 11,523 A $ 0 461,649 I By trust ( 4 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisab le and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted stock units (Class B common stock) ( 6 ) 01/25/2020 M 25,825 ( 7 ) 07/24/2028 Class B common stock 25,825 $ 0 25,825 D
Class B common stock ( 8 ) 01/25/2020 M 25,825 ( 8 ) ( 8 ) Class A common stock 25,825 $ 0 25,825 D
Class B common stock ( 8 ) 01/25/2020 C( 3 ) 25,825 ( 8 ) ( 8 ) Class A common stock 25,825 $ 0 0 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Powell Colin
4353 NORTH FIRST STREET
SAN JOSE, CA95134
X
Signatures
By Shawn Soderberg as attorney in fact 01/28/2020
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Held by the 2016 CLP 4-year GRAT U/A DAD 10/16/2016, of which the reporting person is the trustee.
( 2 )Transferred from reporting person's GRAT.
( 3 )Conversion of a derivative security in accordance with its terms.
( 4 )Held by The Colin L. Powell Revocable Trust U/A DTD 01/26/2006, of which the reporting person is a trustee.
( 5 )Transfer of shares to reporting person's revocable trust.
( 6 )Each RSU represents a contingent right to receive 1 share of the issuer's Class B common stock.
( 7 )The RSUs vest over two years at six-month intervals from the vesting commencement date.
( 8 )All of the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the occurrence of certain events. In addition, the Class B common stock may be converted into shares of Class A common stock at the election of the holder.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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