Sec Form 4 Filing - Malin Life Sciences Holdings Ltd @ Poseida Therapeutics, Inc. - 2020-07-14

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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Malin Life Sciences Holdings Ltd
2. Issuer Name and Ticker or Trading Symbol
Poseida Therapeutics, Inc. [ PSTX]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director X __ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
THE LENNOX BUILDING, 50 RICHMOND STREET SOUTH
3. Date of Earliest Transaction (MM/DD/YY)
07/14/2020
(Street)
DUBLIN, L2D02 FK02
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
_____ Form filed by One Reporting Person
__ X __ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 07/14/2020 C 7,013,918 A 7,013,918 D ( 2 )
Common Stock 07/14/2020 C 1,168,985 A 8,182,903 D ( 2 )
Common Stock 07/14/2020 C 690,124 A 8,873,027 D ( 2 )
Common Stock 07/14/2020 C 315,098 A 9,188,125 D ( 2 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Series A Preferred Stock ( 1 ) 07/14/2020 C 8,746,356 ( 1 ) ( 1 ) Common Stock 7,013,918 ( 1 ) 0 D ( 2 )
Series A-1 Preferred Stock ( 1 ) 07/14/2020 C 1,457,725 ( 1 ) ( 1 ) Common Stock 1,168,985 ( 1 ) 0 D ( 2 )
Series B Preferred Stock ( 1 ) 07/14/2020 C 860,585 ( 1 ) ( 1 ) Common Stock 690,124 ( 1 ) 0 D ( 2 )
Series C Preferred Stock ( 1 ) 07/14/2020 C 392,927 ( 1 ) ( 1 ) Common Stock 315,098 ( 1 ) 0 D ( 2 )
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Malin Life Sciences Holdings Ltd
THE LENNOX BUILDING
50 RICHMOND STREET SOUTH
DUBLIN, L2D02 FK02
X
Malin Corp plc
THE LENNOX BUILDING
50 RICHMOND STREET SOUTH
DUBLIN, L2D02 FK02
X
Signatures
Malin Life Sciences Holdings Ltd, By: /s/ Michael A. Goldstein, Esq., Attorney-in-Fact 07/15/2020
Signature of Reporting Person Date
Malin Corporation plc, By: /s/ Michael A. Goldstein, Esq., Attorney-in-Fact 07/15/2020
Signature of Reporting Person Date
Explanation of Responses:
( 1 )All shares of preferred stock, $0.0001 par value per share, of the Issuer, (i) had no expiration date and (ii) automatically converted into the Issuer's common stock, $0.0001 par value per share, on a 1-for-0.8019246 basis immediately prior to the closing of the Issuer's initial public offering.
( 2 )Malin Life Sciences Holdings Ltd, the record holder of the shares, is a wholly owned subsidiary of Malin Corporation plc. Malin Corporation plc may be deemed to beneficially own the shares and may be deemed to share voting and dispositive power over these shares.

Remarks:
(1) Exhibit 24 - Power of Attorney (incorporated by reference to Power of Attorney filed as Exhibit 24 to the Form 3 filed by the Reporting Persons on July 9, 2020) (2) Exhibit 99.1 - Joint Filer Information

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* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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